| 09-01982 | 10/20/2009 | Claimant(s): Priscila Martins
Claimant Lawyers(s): Priscila Martins
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Guy K. Stewart
Hearing Site: Orlando, FL
|  | $2,488 |
| 08-03486 | 10/20/2009 | Claimant(s): Banco Industrial De Venezuela Miami Agen
Claimant Lawyers(s): Barton S. Sacher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): H. Nicholas Berberian
Arbitrator(s): John J. Hearn, James Conrad Sankpill, Christopher J. Klein
Hearing Site: Miami, FL
| | $0 |
| 08-04616 | 10/20/2009 | Claimant(s): Ravindra Sheth
Claimant Lawyers(s): Ravindra Sheth
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Chandler R Bridges, George S. Willingham, John D. Mattingly
Hearing Site: Atlanta, GA
| | $0 |
| 09-02600 | 10/20/2009 | Claimant(s): Norma Parker
Claimant Lawyers(s): Norma Parker
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Steven J. Feldman
Hearing Site: Los Angeles, CA
| | $0 |
| 09-01949 | 10/19/2009 | Claimant(s): Sidney Printz
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | $15,297 |
| 09-02231 | 10/19/2009 | Claimant(s): Edward Ifkovits, Edward E. Ifkovits IRA
Claimant Lawyers(s): J. Boyd Page
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Zeb E. Barnhardt
Hearing Site: Columbia, SC
| | $9,062 |
| 09-02682 | 10/19/2009 | Claimant(s): Michael A. Matras Revocable Trust by Mic
Claimant Lawyers(s): Michael A. Matras
Respondent(s): Banc of America Investment Services Inc., Michael Cischke
Respondent Lawyers(s): Abby N. Ruth
Arbitrator(s): Richard E. Conner
Hearing Site: Boca Raton, FL
| | $0 |
| 09-03248 | 10/19/2009 | Claimant(s): Amdas.
Claimant Lawyers(s): Abraham B. Medina
Respondent(s): Scottrade.
Respondent Lawyers(s): Ryan M. Blum
Arbitrator(s): Raul Antonio Canez
Hearing Site: Dallas, TX
| | $0 |
| 08-01662 | 10/16/2009 | Claimant(s): Charles Smith
Claimant Lawyers(s): Richard Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Andrea Morgan Greene
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | $0 |
| 08-02927 | 10/16/2009 | Claimant(s): Mary Stroud
Claimant Lawyers(s): Douglas M. DeClue
Respondent(s): Ingrid MacCready-Miller, Financial Planning System's, MTL Equity Products.
Respondent Lawyers(s): Jennifer A. Kenedy, Lauren Moy Kim
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
| | $0 |
