| 09-04417 | 02/10/2011 | Claimant(s): Samantha Sampson, Samantha Arlene Sampson Rev Living Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): The GMS Group
Respondent Lawyers(s): Don Boswell
Arbitrator(s): Mark F. Raymond, Barth Satuloff, Andrew David Kahng
Hearing Site: Miami, FL
|  | $35,300 |
| 08-03821 | 02/09/2011 | Claimant(s): Angela Kamahi, Isaac Kamahi
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Matthew Lord, Banc Of America Investment Services
Respondent Lawyers(s): Stephen M. Dollar
Arbitrator(s): Nancy J. Spieczny, Cynthia B. Stone, Vytas Tarulis
Hearing Site: San Diego, CA
| | $50,000 |
| 09-04638 | 02/09/2011 | Claimant(s): Louis Liles
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David Thomas
Arbitrator(s): Bertrand C. Moser, Charles E. Munson, Peter Benz Dickens
Hearing Site: Houston, TX
| | $81,291 |
| 09-05487 | 02/09/2011 | Claimant(s): Doreen Solazzo
Claimant Lawyers(s): George L. Mahr
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Barry S. Gold
Arbitrator(s): Richard D. DeVita, Simone A. Muscarnera, Timothy Mark Jayne
Hearing Site: Newark, NJ
| | Expungement |
| 08-04482 | 02/08/2011 | Claimant(s): Elizabeth Schaper, Estate of Armin Schaper, Estate of Ethel Schaper, IRA, Douglas Schaper Trust, Ethel Schaper Charitable Trust
Claimant Lawyers(s): Jill C. Owens
Respondent(s): Anthony D'Aquila, Citigroup Global Markets., Paul Olivo
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): Richard S. Peskin, James S. Hazard, Joshua Mark Zucker
Hearing Site: New York, NY
| | Expungement |
| 09-01292 | 02/08/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Borders Consulting Services
Respondent Lawyers(s): Holiday Hunt Russell
Arbitrator(s): Ronald W. Devoe, Robert C. Werner, Mitchel Weiss
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 08-04466 | 02/07/2011 | Claimant(s): D. Berghorst, Berghorst Snowbird LLC, Berghorst 98 Dynastic Tr/D Berghorst TTE
Claimant Lawyers(s): Andrew J. Melnick
Respondent(s): Citigroup Global Markets., Citigroup Alternative Investments LLC
Respondent Lawyers(s): Alex J. Sabo, Richard C. Szuch
Arbitrator(s): Guy K. Stewart, Monroe Mitchel, Mark Sidell, Eugene Michael Kennedy, John B. Sochacki, Alfred L. Simon
Hearing Site: Boca Raton, FL
| | $2,000,000 |
| 09-05078 | 02/07/2011 | Claimant(s): Sharon Hewett
Claimant Lawyers(s): Michael J. Rudicell
Respondent(s): Park Avenue Securities
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Allen J. Krouse
Hearing Site: New Orleans, LA
| | Dismissed by Rule 12206 |
| 09-06316 | 02/07/2011 | Claimant(s): Joseph J. Bevilacqua Trust dtd 7/07/1999
Claimant Lawyers(s): Robert C. Chandler
Respondent(s): Wells Fargo Investments, Thoeurn Indy
Respondent Lawyers(s): Mavish Z. Madad
Arbitrator(s): Michael G. Clark
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-03240 | 02/07/2011 | Claimant(s): Delayne Sigerman, Michael Sigerman
Claimant Lawyers(s): Michael Sigerman
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Raymond C. Kerr
Hearing Site: Houston, TX
| | $0 |
