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FINRA Awards for D. Berghorst

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0446602/07/2011Claimant(s): D. Berghorst, Berghorst Snowbird LLC, Berghorst 98 Dynastic Tr/D Berghorst TTE
Claimant Lawyers(s): Andrew J. Melnick
Respondent(s): Citigroup Global Markets., Citigroup Alternative Investments LLC
Respondent Lawyers(s): Alex J. Sabo, Richard C. Szuch
Arbitrator(s): Guy K. Stewart, Monroe Mitchel, Mark Sidell, Eugene Michael Kennedy, John B. Sochacki, Alfred L. Simon
Hearing Site: Boca Raton, FL
Checkmark Icon$2,000,000

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