| 12-01539 | 02/08/2013 | Claimant(s): Lawrence Droutman
Claimant Lawyers(s): Lawrence Droutman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Claude O. Ramer
Hearing Site: Nashville, TN
|  | $0 |
| 12-02231 | 02/08/2013 | Claimant(s): Dina Nogueira, Ricardo Nogueira
Claimant Lawyers(s): Ricardo Nogueira
Respondent(s): Ameriprise Financial Services., Michael Gould
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Julian F. Santos
Hearing Site: Newark, NJ
| | $213 |
| 12-02830 | 02/08/2013 | Claimant(s): Oyster Reef International
Claimant Lawyers(s): Alejandro N. Tagliero
Respondent(s): Merrill Lynch Pierce Fenner & Smith
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Martin M. Van Luven
Hearing Site: Boca Raton, FL
| | $0 |
| 11-01146 | 02/07/2013 | Claimant(s): Angela Fini-Ross
Claimant Lawyers(s): Patrick A. Guentner
Respondent(s): Allen Green, A.Green Financial Group., Cullum & Burks Securities., Royal Securities Company
Respondent Lawyers(s): Brian J. Masternak, Mark L. Kowalsky, Steven L. Burks, President
Arbitrator(s): Thomas Anthony Van Tiem, Ann W. Hartmann, Sandra J. Budnick
Hearing Site: Detroit, MI
| | $400,375 |
| 11-03804 | 02/07/2013 | Claimant(s): Joseph Bourland, The Joseph H. Bourland Family Trust
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Joan Flam, Peter Johnson, Professional Asset Management.
Respondent Lawyers(s): Jonathan D. Sweik
Arbitrator(s): Seymour A. Kolman, Douglas Martin Crow, William H. King
Hearing Site: Boise, ID
| | $54,782 |
| 12-02577 | 02/07/2013 | Claimant(s): Jason Steinbeck
Claimant Lawyers(s): Jason A. Steinbeck
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Melinda G. Jayson
Hearing Site: Dallas, TX
| | $0 |
| 11-00420 | 02/06/2013 | Claimant(s): Joseph Kowalski
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): William F. Glaser, Richard R. Logsdon, Robert Lewis Matthews
Hearing Site: Tampa, FL
| | $0 |
| 12-00569 | 02/06/2013 | Claimant(s): Richard Fisher
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Steven Gerard Goerke, Marc T. Danon, Richard S. Herman
Hearing Site: Boca Raton, FL
| | $0 |
| 12-00996 | 02/06/2013 | Claimant(s): Gillman Family Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wachovia Securities, Shirley Polidori
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Steven Ira Weinberger
Hearing Site: Boca Raton, FL
| | $96,799 |
| 10-04743 | 02/06/2013 | Claimant(s): Schultze Asset Management, Schultze Master Fund, Ltd
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Sandra Gale Behrle, David I. Goldblatt, Alan Gradzki
Hearing Site: New York, NY
| | $0 |
