| 12-00035 | 02/14/2013 | Claimant(s): Scottrade Inc.
Claimant Lawyers(s): Niels P. Murphy
Respondent(s): Farid Mohamed
Respondent Lawyers(s): John P. Connolly
Arbitrator(s): Richard J. Grahn, Suzanne Lee Johnson, John Francis Markuns
Hearing Site: Boston, MA
|  | $0 |
| 12-02974 | 02/14/2013 | Claimant(s): Philip Merryman
Claimant Lawyers(s): Philip Merryman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Ann C. Northern
Hearing Site: New York, NY
| | $0 |
| 12-00346 | 02/13/2013 | Claimant(s): Daisha LaMontague as Tr. to Elenor Nagel
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Cindy L. Anderson, Pamela Jeanne Rush, Robert Finder
Hearing Site: Jacksonville, FL
| | $0 |
| 11-02623 | 02/12/2013 | Claimant(s): Michael Myers, Susan Myers, Michael F. Myers MA Trust dtd 10/23/08, Michael F. Myers MA Trust dtd 12/3/08, Susan K. Myers Living Trust dtd 1/8/01, Susan Myers MA Trust dtd 7/11/08
Claimant Lawyers(s): Charles N. Freiberg
Respondent(s): Deutsche Bank Securities., Oppenheimer & Co.., Karl Hahn
Respondent Lawyers(s): Allan N. Taffet, Karl E. Hahn, Philip A. McLeod
Arbitrator(s): Linda M. Deola, Jonathan H. Krotinger, Susan J. Alexander
Hearing Site: San Francisco, CA
| | $934,193 |
| 11-04113 | 02/12/2013 | Claimant(s): Allen Hauser
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Morris Weisner
Respondent Lawyers(s): Morris Clinton Weisner
Arbitrator(s): Robert T. Allen, John A. Baynes, James F. Major
Hearing Site: Charlotte, NC
| | $177,116 |
| 12-00559 | 02/12/2013 | Claimant(s): Ema Russell, Hal Boyd, Juvenile Diabetes Research Foundation, The American Cancer Society., The American Foundation for Aids Resch., The Arthritis Foundation, South Central, The Estate of Charles A. Carr, R.L. Donald, Jr. Family Trust, Jr. Gen. Skip. Marital Trst
Claimant Lawyers(s): William A Wollard
Respondent(s): Wells Fargo Advisors, Danny Barlow, Robert Barlow, Executor of the Estate Neva Henderson Do, TTEE of Neva Henderson Donald Liv Trust
Respondent Lawyers(s): C. Jane Thacker, Jack D. Ballard
Arbitrator(s): Edward J. Lynch, Mary Elizabeth Skelnik, Clement Osimetha
Hearing Site: Dallas, TX
| | $0 |
| 09-07119 | 02/12/2013 | Claimant(s): Joseph Fedele, Rhonda Fedele
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Citigroup Global Markets., John Moran, Morgan Stanley, Robert Brown, Thomas Dwyer
Respondent Lawyers(s): Joseph DaProcida
Arbitrator(s): Howard D. Jacob, Peter P. Skomorowsky, Jonathan L. Goldfarb
Hearing Site: New York, NY
| | $0 |
| 11-00460 | 02/11/2013 | Claimant(s): Antonio Mendez
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Christian Rickenbach, Vanessa Perez, Popular Securities.
Respondent Lawyers(s): Heidi Rodriguez-Benitez
Arbitrator(s): Monroe Mitchel, Elena G. Rodriguez, Jonathan H. Parker
Hearing Site: San Juan, PR
| | $0 |
| 11-01063 | 02/11/2013 | Claimant(s): Wexco Industries
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Christina R. Ryfa
Arbitrator(s): Alan Shaw, Barbara Weisman, Neal D. Baker
Hearing Site: Newark, NJ
| | $0 |
| 12-02286 | 02/08/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Eric J. Glassman
Respondent(s): Paul Bellenbaum
Respondent Lawyers(s): Paul W. Bellenbaum
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
| | $0 |
