| 13-00176 | 07/17/2013 | Claimant(s): Darcy Christopherson
Claimant Lawyers(s): Darcy L. Christopherson
Respondent(s): VFinance Investments
Respondent Lawyers(s): Jay M. Israel
Arbitrator(s): Andrew R. Dick
Hearing Site: Minneapolis, MN
|  | $0 |
| 11-04361 | 07/16/2013 | Claimant(s): Concetta Consales
Claimant Lawyers(s): David Neuman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: Newark, NJ
| | $0 |
| 12-01649 | 07/16/2013 | Claimant(s): Dorie J. Hairfield, IRA, Edmond F. Christian, Richard E. Hairfield
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): James Cosby
Arbitrator(s): Stuart H. Dunn, Jane C. Carney, Norman L. Hancock
Hearing Site: Richmond, VA
| | $817,116 |
| 11-03960 | 07/15/2013 | Claimant(s): Marsha Sinzheimer
Claimant Lawyers(s): William Paul Nolan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Charles Kleinbaum, Michael H. DuBoff, Mae A. Brudner
Hearing Site: New York, NY
| | $0 |
| 11-01424 | 07/12/2013 | Claimant(s): Mary Anne Barreiro
Claimant Lawyers(s): Brett A. Alcala
Respondent(s): Anthony Vlahiotis, George Carathimas, Ameritas Investment Corp.
Respondent Lawyers(s): David Wakukawa, Louis H. Castoria, Richard Sacks
Arbitrator(s): Richard L. Rubin, Nick G. Tarlson, George King
Hearing Site: San Francisco, CA
| | $0 |
| 11-04177 | 07/12/2013 | Claimant(s): Joseph Calabrese
Claimant Lawyers(s): Jenny L. Margeson
Respondent(s): Phillip Cheney, RBC Capital Markets LLC
Respondent Lawyers(s): Joseph Keenan
Arbitrator(s): Brian J. Dunn, James Alden Lincoln, Steven S. Manos
Hearing Site: Boston, MA
| | $0 |
| 11-04698 | 07/12/2013 | Claimant(s): Bentley Stanton
Claimant Lawyers(s): Gary Menzer
Respondent(s): Douglas Leone
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
| | $0 |
| 12-01712 | 07/12/2013 | Claimant(s): Robert Epperson IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): David H. S. Commins
Arbitrator(s): Lester Friedman, Daniel M. Yamshon, Paul D. Gutierrez
Hearing Site: San Francisco, CA
| | $0 |
| 12-03280 | 07/12/2013 | Claimant(s): Michael and Germayne Tizzano
Claimant Lawyers(s): Michael J. Tizzano
Respondent(s): Craig Sutherland, Money Concepts Capital Corp.
Respondent Lawyers(s): Robert N. Rapp
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Columbus, OH
| | $10,472 |
| 12-02434 | 07/12/2013 | Claimant(s): Elizabeth Gandy, Steven Burrus
Claimant Lawyers(s): Bryan D. Perkins
Respondent(s): USAA Federal Savings Bank, USAA Investment Management Company
Respondent Lawyers(s): Theodore Schultz
Arbitrator(s): Robert J. Gregory, Dineo Coleman Gary, Joseph Neal Richardson
Hearing Site: Dallas, TX
| | $0 |
