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FINRA Awards for Robert Epperson IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0171207/12/2013Claimant(s): Robert Epperson IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): David H. S. Commins
Arbitrator(s): Lester Friedman, Daniel M. Yamshon, Paul D. Gutierrez
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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