| 14-02516 | 03/24/2015 | Claimant(s): Charles Hampson
Claimant Lawyers(s): Charles R. Hampson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Jerome O. Cohen
Hearing Site: Seattle, WA
|  | $0 |
| 13-01542 | 03/23/2015 | Claimant(s): Donna Ross
Claimant Lawyers(s): David M. White
Respondent(s): David Lerner Associates., David Lerner, Geoffrey Von Der Linden, Martin Lerner
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
| | $0 |
| 14-02160 | 03/23/2015 | Claimant(s): Leonard Miller
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): William H. Fleece
Hearing Site: Tampa, FL
| | $45,129 |
| 12-00586 | 03/23/2015 | Claimant(s): Cynba International.
Claimant Lawyers(s): Anthony Paesano
Respondent(s): Harvey Gammage, Morgan Stanley
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Marvin I. Horowitz, Lee Hornberger, Eugene Halsey Bosart
Hearing Site: Detroit, MI
| | $0 |
| 12-04362 | 03/20/2015 | Claimant(s): Richard Faherty
Claimant Lawyers(s): Michael J. Giarrusso
Respondent(s): Joseph Accardi, Morgan Stanley, Ruven Rodriguez
Respondent Lawyers(s): William Hohauser
Arbitrator(s): Daniel B. Berkson, Howard L. Sobel, Ellen R. Badinelli
Hearing Site: New York, NY
| | $0 |
| 14-00096 | 03/20/2015 | Claimant(s): Kathy Hewkin, Thomas Hewkin, Kathy S. Hewkin IRA, Thomas J. Hewkin IRA
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Valic Financial Advisors.
Respondent Lawyers(s): Kortney Farmer
Arbitrator(s): Daniel B. MacLeod, Nina Vallion, Francis Vincent Dane
Hearing Site: Portland, OR
| | $667,422 |
| 14-00337 | 03/20/2015 | Claimant(s): Shelley G. Fontaine Family Trust
Claimant Lawyers(s): Randall R. Heiner
Respondent(s): Ameriprise Financial Services., Steven Linck
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Virginia H. Wertz
Hearing Site: Salt Lake City, UT
| | $0 |
| 14-01611 | 03/20/2015 | Claimant(s): Marvin Pearlman
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Peter Bruno, Wall Street Money Center Corp.
Respondent Lawyers(s): Peter Bruno
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
| | $27,666 |
| 14-02689 | 03/20/2015 | Claimant(s): Hollye Canez
Claimant Lawyers(s): Hollye Canez
Respondent(s): Capital One Sharebuilder.
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
| | $0 |
| 13-01024 | 03/19/2015 | Claimant(s): Reuben Vollmer
Claimant Lawyers(s): Christopher Mader
Respondent(s): Aaron Maurer, Norman Price, Ronald Robertson, RP Capital LLC., Strategic Capital Group
Respondent Lawyers(s): Christine E. Tavares, William E. Fitzharris
Arbitrator(s): Larry Edmonson, Mark S. Priver, Richard A. Stephens
Hearing Site: Los Angeles, CA
| | $0 |
