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FINRA Awards for Kathy S. Hewkin IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0009603/20/2015Claimant(s): Kathy Hewkin, Thomas Hewkin, Kathy S. Hewkin IRA, Thomas J. Hewkin IRA
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Valic Financial Advisors.
Respondent Lawyers(s): Kortney Farmer
Arbitrator(s): Daniel B. MacLeod, Nina Vallion, Francis Vincent Dane
Hearing Site: Portland, OR
Checkmark Icon$667,422

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