| 14-02764 | 04/16/2015 | Claimant(s): Gurgen Bagdasarian
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Ralph B. Perry
Hearing Site: Los Angeles, CA
|  | $0 |
| 14-03130 | 04/16/2015 | Claimant(s): Mahdi Asadnia
Claimant Lawyers(s): Mahdi Asadnia
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jill M. Del Monico
Arbitrator(s): David Edward Upton
Hearing Site: Richmond, VA
| | $0 |
| 13-03600 | 04/15/2015 | Claimant(s): Gloria Ruiz, Roberto Ruiz
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Maurice Chelliah, Evolve Securities.
Respondent Lawyers(s): Jason E. Brown, Maurice Joseph Chelliah
Arbitrator(s): Howard A. Emirhanian, Michael D. Harrison, David K. Slay
Hearing Site: Los Angeles, CA
| | $60,000 |
| 14-01628 | 04/15/2015 | Claimant(s): Adam Steinberg, Jeffrey Steinberg, Adam Steinberg SEP IRA
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Mark L Miller
Hearing Site: Chicago, IL
| | $15,300 |
| 13-03782 | 04/15/2015 | Claimant(s): Charles Bumpus, Glenda Bumpus
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Angela Moyer, Klassa, Swaggerty & Associates
Respondent Lawyers(s): Corporate Office, Edward A. Walton
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $0 |
| 14-00993 | 04/14/2015 | Claimant(s): Daniel Emmer
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Rafael A. Porrata-Doria
Hearing Site: Philadelphia, PA
| | $0 |
| 14-01859 | 04/14/2015 | Claimant(s): Beverly Copeland, Fran Scowden
Claimant Lawyers(s): Matthew Dumas
Respondent(s): Capital Financial Services.
Respondent Lawyers(s): Gara M. Seagraves
Arbitrator(s): Terry F. Peppard
Hearing Site: Indianapolis, IN
| | $31,741 |
| 14-01945 | 04/13/2015 | Claimant(s): Cheryl Caiazza, Gerald Abatemarco, III, Michael Tillman, Anthony Caiazza IRA, Bryan Gelman IRA, Eric Gelman IRA, Gerald Abatemarco IRA, Lynn Gelman IRA, Nancy Abatemarco IRA, Preston Gelman IRA, Anthony Caiazza and Cheryl Caiazza, Eric Gelman and Lynn Gelman, Gerald Abatemarco & Nancy Abatemarco, Joseph Gallina and Diane Gallina, Steven Tillman and Penny Tillman, ASB Profit Sharing Plan U/A DTD 9/1/85, A&A Brake Service Retirement Trust`
Claimant Lawyers(s): Martin P. Hunger
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Julian F. Santos, Alvin Green, Nancy Kramer
Hearing Site: New York, NY
| | $0 |
| 12-00208 | 04/13/2015 | Claimant(s): Stuart Kalinsky
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Linda Ashley
Hearing Site: New York, NY
| | $0 |
| 12-03020 | 04/13/2015 | Claimant(s): Mark Ginsberg
Claimant Lawyers(s): Loretta M. Gastwirth
Respondent(s): Maziar Shams, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John P. Bevilacqua
Arbitrator(s): Susan C. Lushing, Nancy Kramer, Harrison Johnson
Hearing Site: New York, NY
| | $0 |
