| 14-00180 | 04/21/2015 | Claimant(s): Paul Holland
Claimant Lawyers(s): Paul A. Holland
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Bill Swinford
Hearing Site: Cincinnati, OH
|  | $0 |
| 12-01721 | 04/20/2015 | Claimant(s): Ronald Delmonico, Ronald G. Delmonico, IRA
Claimant Lawyers(s): Vito C. DeMaio
Respondent(s): Anastasios Belesis, Ronald Cantalupo, John Thomas Financial
Respondent Lawyers(s): Anastasios Belesis, Maria Cummings, Ronald Vincent Cantalupo
Arbitrator(s): Francis J. Pavetti, Robert L. Chase, Charles W. Danis
Hearing Site: Hartford, CT
| | $0 |
| 14-01721 | 04/20/2015 | Claimant(s): Eduardo Roca Carillo
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Amelia C. O'Neill-Vega, Roberto C. Quinones
Arbitrator(s):
Hearing Site: San Juan, PR
| | $284,020 |
| 13-00899 | 04/17/2015 | Claimant(s): Vivienne Coe
Claimant Lawyers(s): Christine E. Goodrich
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Philip H. Marmurowski, Jay Lawrence Witkin, Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | $0 |
| 14-01243 | 04/17/2015 | Claimant(s): Scott Brittenham, Scott Brittenham Trust U/A DTD 4/17/12
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): Wells Fargo Advisors, Martin Welzmuller
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): George W. Harding, Paul J. Robinson, Louis M. Parker
Hearing Site: Phoenix, AZ
| | $0 |
| 14-03560 | 04/17/2015 | Claimant(s): Sandra Britton on behalf of her IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): First Financial Equity Corporation
Respondent Lawyers(s): Brian J. Palmer
Arbitrator(s): George W. Harding
Hearing Site: Phoenix, AZ
| | $0 |
| 14-00274 | 04/17/2015 | Claimant(s): David Lessing
Claimant Lawyers(s): David A. Lessing
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
| | $38 |
| 13-00463 | 04/16/2015 | Claimant(s): Loveda Anderson
Claimant Lawyers(s): William M. Winkel
Respondent(s): Barbara Zech, Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
| | $0 |
| 13-00824 | 04/16/2015 | Claimant(s): Mark Barmak
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Andrew Sidman
Arbitrator(s): Mark R. Lee, Kenneth Andrew Klinko, Thomas L. Marshall
Hearing Site: San Diego, CA
| | $0 |
| 14-00325 | 04/16/2015 | Claimant(s): Leon Wirtenberg
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Christian D. Johnson
Arbitrator(s): B. J. Krintzman, Susan Largay, John J. Kenny
Hearing Site: Boston, MA
| | $0 |
