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FINRA Awards for Eduardo Roca Carillo

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0172104/20/2015Claimant(s): Eduardo Roca Carillo
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Amelia C. O'Neill-Vega, Roberto C. Quinones
Arbitrator(s):
Hearing Site: San Juan, PR
Checkmark Icon$284,020

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