| 18-01470 | 09/26/2018 | Claimant(s): Michelle Banasch
Claimant Lawyers(s): Scott I. Batterman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Ilana Herscovitz Reid
Arbitrator(s): Carol M. Egan
Hearing Site: Honolulu, HI
|  | $17,703 |
| 17-03006 | 09/25/2018 | Claimant(s): Robert Binkele
Claimant Lawyers(s): R. Craig Zafis
Respondent(s): Barry Rubin
Respondent Lawyers(s): Barry Rubin
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | Expungement |
| 16-03388 | 09/25/2018 | Claimant(s): Robert Anderson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Wells Fargo Advisors, Raymond Kvalvog
Respondent Lawyers(s): Demian John Betz, Michael E.. Rowe
Arbitrator(s): Daniel M. Yamshon, William Michael Samsel, Steven M. Bialick
Hearing Site: Minneapolis, MN
| | $75,384 |
| 15-03361 | 09/25/2018 | Claimant(s): Javier Melendez
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Adriana Pineiro, Morgan Stanley, Jorge Dalati, Luis Gonzalez Ocque, Miguel Gonzalez Ocque
Respondent Lawyers(s): Jaime Guttman, Jorge A. Mestre
Arbitrator(s): Martin A. Feigenbaum, Michael T. Williams, Nanci Sondra Landy
Hearing Site: Miami, FL
| | $0 |
| 14-02349 | 09/24/2018 | Claimant(s): Fred Zenk
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Paul Posillico, Qi Huang, Stephen Grivas, Obsidian Capital Holdings, Obsidian Financial Group
Respondent Lawyers(s): Corporate Office, John Telfer, Paul Anthony Posillico, Qi Huang, Stephen Grivas
Arbitrator(s): Murray S. Levin, Jeffrey M. Bain, James Edward Nash
Hearing Site: Omaha, NE
| | $139,904 |
| 18-01056 | 09/24/2018 | Claimant(s): Debra Mandrell
Claimant Lawyers(s): Debra A. Mandrell
Respondent(s): Edward Jones, Luke Connell
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Michael L. Lyons
Hearing Site: St. Louis, MO
| | $0 |
| 18-01192 | 09/21/2018 | Claimant(s): Rosemary Hansen
Claimant Lawyers(s): Jeffrey A. Sellers
Respondent(s): LPL Financial LLC, Rey Whitehorn
Respondent Lawyers(s): Peter W. Howell
Arbitrator(s): Charles Hoffman
Hearing Site: Boca Raton, FL
| | $6,213 |
| 17-03166 | 09/21/2018 | Claimant(s): Guang Liu Ling and Anna Ling
Claimant Lawyers(s): Kai Y. Gao
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda H. Wright
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
| | $0 |
| 18-00160 | 09/21/2018 | Claimant(s): Mary Abbott
Claimant Lawyers(s): Melissa Abbott
Respondent(s): Casey Broach, National Planning Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
| | $14,000 |
| 18-01812 | 09/21/2018 | Claimant(s): Amy Tartikoff Gitelman
Claimant Lawyers(s): Amy Tartikoff Gitelman
Respondent(s): Morgan Stanley, Mary Boyle
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
| | $213 |
