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FINRA Awards for Scott I. Batterman

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0409801/13/2022Claimant(s): William Struwe
Claimant Lawyers(s): Scott I. Batterman
Respondent(s): Carmine Berardi
Respondent Lawyers(s): Carmine Anthony Berardi
Arbitrator(s): John J. Fitzpatrick, Michael Lancaster Garcia, Reed Way Dasenbrock
Hearing Site: Honolulu, HI
Checkmark Icon$281,500
18-0147009/26/2018Claimant(s): Michelle Banasch
Claimant Lawyers(s): Scott I. Batterman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Ilana Herscovitz Reid
Arbitrator(s): Carol M. Egan
Hearing Site: Honolulu, HI
Checkmark Icon$17,703

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