Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02425 | 12/05/2018 | Claimant(s): Eugene Gennarelli Claimant Lawyers(s): Adam Gana Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Kent L. Benziger, Jay Alan Kranis Hearing Site: New York, NY |  | Expungement |
| 17-02620 | 12/05/2018 | Claimant(s): Dorothy Pariot, Dorothy H. Pariot Living Trust Claimant Lawyers(s): Seth E Lipner Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Doris J. Dabrowski, Louis P. Wagman, Kathleen Jones Spilker Hearing Site: Philadelphia, PA | | $0 |
| 17-02029 | 12/04/2018 | Claimant(s): Barbara Freeman Claimant Lawyers(s): Michael L. Kirby Respondent(s): J.P. Morgan Securities, Vincent McGuinness Respondent Lawyers(s): Jason R. Lindsay Arbitrator(s): Nancy J. Spieczny, Randall B Christison, Kevin Joseph Pilon Hearing Site: San Diego, CA | | Expungement |
| 17-01610 | 11/30/2018 | Claimant(s): Page Rowe Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Independent Financial Group Respondent Lawyers(s): Edward Zusman Arbitrator(s): Allen Kilik Hearing Site: Boca Raton, FL | | Expungement |
| 18-01690 | 11/29/2018 | Claimant(s): Tastyworks. Claimant Lawyers(s): John J. Muldoon Respondent(s): Soo Park Respondent Lawyers(s): Soo Park Arbitrator(s): Kent L. Benziger Hearing Site: New York, NY | | $0 |
| 17-02874 | 11/29/2018 | Claimant(s): ODS Capital LLC Claimant Lawyers(s): Jo Ann Palchak Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Mark C. Perry, Sidney Turner, Ronald Stephen Robins Hearing Site: Boca Raton, FL | | $36,869 |
| 17-00487 | 11/29/2018 | Claimant(s): Joyce Livengood, Norman Livengood IRA Claimant Lawyers(s): Mark A. Tepper Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Harry G. Mason Hearing Site: Raleigh, NC | | $0 |
| 18-02594 | 11/28/2018 | Claimant(s): Ultralat Capital Markets Claimant Lawyers(s): Dinah Caratini Respondent(s): Michael Vaughan Durif Respondent Lawyers(s): Michael Patrick Vaughan Durif Arbitrator(s): Michael Lau Hearing Site: San Juan, PR | | $0 |
| 17-03222 | 11/28/2018 | Claimant(s): Cheryl Neace Claimant Lawyers(s): Eben T Masingill Respondent(s): Timothy Hetrick, U.S. Brokerage. Respondent Lawyers(s): Gregory Randall, William A. Morrow Arbitrator(s): Paul E. Dahlman Hearing Site: Boise, ID | | $42,500 |
| 17-02508 | 11/27/2018 | Claimant(s): Jeffrey Link Claimant Lawyers(s): Bradley D Schnur Respondent(s): Joseph Todaro, Patrick Lofaro Respondent Lawyers(s): Joseph Todaro, Patrick William Lofaro Arbitrator(s): Walter Patrick Giblin Hearing Site: Chicago, IL | | $32,325 |