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FINRA Awards for Norman Livengood IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0048711/29/2018Claimant(s): Joyce Livengood, Norman Livengood IRA
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Harry G. Mason
Hearing Site: Raleigh, NC
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