18-02004 | 03/20/2019 | Claimant(s): Robbie Slaughter Claimant Lawyers(s): Frank Hill Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Tahesin Somji Respondent Lawyers(s): Bruce W. Day Arbitrator(s): Mark L. Williams, Robert J. Gregory, Don G Miller Hearing Site: Dallas, TX
| | Expungement |
17-01682 | 03/19/2019 | Claimant(s): Leon Morgan Claimant Lawyers(s): Jenice L. Malecki Respondent(s): John Lowry, Kim Monchik, SCS Advisory Services, Spartan Capital Holding, Spartan Capital Securities Respondent Lawyers(s): Liam O'Brien Arbitrator(s): Susan Manca, Bryan Lane Berson, Elliot Schnapp Hearing Site: New York, NY
| | Expungement |
17-02384 | 03/19/2019 | Claimant(s): Harriett Chomen, Ira Fink Claimant Lawyers(s): James P. Galvin Respondent(s): Hennion & Walsh. Respondent Lawyers(s): William D. Briendel Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ
| | Expungement |
18-00198 | 03/19/2019 | Claimant(s): Joseph Petruzzello, Josephine Petruzzello Claimant Lawyers(s): John A. Hubbard Respondent(s): Ernest Romer Respondent Lawyers(s): Ernest Julius Romer Arbitrator(s): Patrick R. Sughroue, Donovan E Greening, Douglas S. Parker Hearing Site: Detroit, MI
| | $905,593 |
17-01265 | 03/15/2019 | Claimant(s): Brad Ormsby Claimant Lawyers(s): Tracy P. Stoneman Respondent(s): Scottrade Inc. Respondent Lawyers(s): Philip J. Mackey Arbitrator(s): Richard N. Friedman, Alan Bert Nishimura, Judy Man-Ling Lam Hearing Site: Los Angeles, CA
| | $0 |
17-01678 | 03/14/2019 | Claimant(s): C.Billington S.T. for J.Billington Trust Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): P. Burke Esq. Arbitrator(s): Anita Rae Shapiro, Noel Harvey Applebaum, Steven H. Gentry Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
17-03193 | 03/14/2019 | Claimant(s): Michael Potts Claimant Lawyers(s): Bradley Schnur Respondent(s): Michael Freeman, Legend Securities. Respondent Lawyers(s): Michael Edgar Freeman, Salvatore C. Caruso Arbitrator(s): John J. Mager Hearing Site: Hartford, CT
| | $67,361 |
17-01370 | 03/13/2019 | Claimant(s): Claimant Lawyers(s): Respondent(s): Timothy Longo, Trident Partners Ltd. Respondent Lawyers(s): Eric J. Sussman, Giuseppe Franzella Arbitrator(s): Joan M. Traub, Paul S. Biederman, Michele S. Riley Hearing Site: New York, NY
| | $0 |
18-02998 | 03/13/2019 | Claimant(s): Leo Schulman as AIF for Barnett Schulman Claimant Lawyers(s): Gary Menzer Respondent(s): Anthony Lapadula Respondent Lawyers(s): A.R. John Hitching Arbitrator(s): Stephen A. Weiner Hearing Site: New York, NY
| | Expungement |
14-03749 | 03/13/2019 | Claimant(s): Marcus Salouk Claimant Lawyers(s): Steven G. Legum Respondent(s): Mark Miranda, Qi Huang, Robert Ciaccio, Rory Powell, Stephen Grivas, Obsidian Financial Group Respondent Lawyers(s): Kevin Sharma, Mark Andrew Miranda, Michael P. Gilmore, Qi Huang, Stephen Grivas Arbitrator(s): Joseph J. Arata, Jeffrey P. Bachmann, Ronald Harris Kisner Hearing Site: New York, NY
| | $0 |