| 18-02004 | 03/20/2019 | Claimant(s): Robbie Slaughter
Claimant Lawyers(s): Frank Hill
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Tahesin Somji
Respondent Lawyers(s): Bruce W. Day
Arbitrator(s): Mark L. Williams, Robert J. Gregory, Don G Miller
Hearing Site: Dallas, TX
|  | Expungement |
| 17-01682 | 03/19/2019 | Claimant(s): Leon Morgan
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): John Lowry, Kim Monchik, SCS Advisory Services, Spartan Capital Holding, Spartan Capital Securities
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Susan Manca, Bryan Lane Berson, Elliot Schnapp
Hearing Site: New York, NY
| | Expungement |
| 17-02384 | 03/19/2019 | Claimant(s): Harriett Chomen, Ira Fink
Claimant Lawyers(s): James P. Galvin
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | Expungement |
| 18-00198 | 03/19/2019 | Claimant(s): Joseph Petruzzello, Josephine Petruzzello
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Ernest Romer
Respondent Lawyers(s): Ernest Julius Romer
Arbitrator(s): Patrick R. Sughroue, Donovan E Greening, Douglas S. Parker
Hearing Site: Detroit, MI
| | $905,593 |
| 17-01265 | 03/15/2019 | Claimant(s): Brad Ormsby
Claimant Lawyers(s): Tracy P. Stoneman
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Philip J. Mackey
Arbitrator(s): Richard N. Friedman, Alan Bert Nishimura, Judy Man-Ling Lam
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01678 | 03/14/2019 | Claimant(s): C.Billington S.T. for J.Billington Trust
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): P. Burke Esq.
Arbitrator(s): Anita Rae Shapiro, Noel Harvey Applebaum, Steven H. Gentry
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
| 17-03193 | 03/14/2019 | Claimant(s): Michael Potts
Claimant Lawyers(s): Bradley Schnur
Respondent(s): Michael Freeman, Legend Securities.
Respondent Lawyers(s): Michael Edgar Freeman, Salvatore C. Caruso
Arbitrator(s): John J. Mager
Hearing Site: Hartford, CT
| | $67,361 |
| 17-01370 | 03/13/2019 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Timothy Longo, Trident Partners Ltd.
Respondent Lawyers(s): Eric J. Sussman, Giuseppe Franzella
Arbitrator(s): Joan M. Traub, Paul S. Biederman, Michele S. Riley
Hearing Site: New York, NY
| | $0 |
| 18-02998 | 03/13/2019 | Claimant(s): Leo Schulman as AIF for Barnett Schulman
Claimant Lawyers(s): Gary Menzer
Respondent(s): Anthony Lapadula
Respondent Lawyers(s): A.R. John Hitching
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
| | Expungement |
| 14-03749 | 03/13/2019 | Claimant(s): Marcus Salouk
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Mark Miranda, Qi Huang, Robert Ciaccio, Rory Powell, Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Mark Andrew Miranda, Michael P. Gilmore, Qi Huang, Stephen Grivas
Arbitrator(s): Joseph J. Arata, Jeffrey P. Bachmann, Ronald Harris Kisner
Hearing Site: New York, NY
| | $0 |
