| 19-02025 | 05/10/2021 | Claimant(s): Clyde Holland, Michele Holland
Claimant Lawyers(s): Randall Place
Respondent(s): Morgan Stanley, Thomas Eisenhuth
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Ron Pekoe, Gayle B. Carlson, John Briggs
Hearing Site: Orlando, FL
|  | Expungement |
| 20-01456 | 05/10/2021 | Claimant(s): Leonard Bejger
Claimant Lawyers(s): Leonard James Bejger
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
| | $300 |
| 21-01008 | 05/07/2021 | Claimant(s): Dan Burns, Dawn Burns
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Kevin Nevin, Trevor Gordan, Sandlapper Securities
Respondent Lawyers(s): Kevin Mark Nevin, Trevor Lee Gordan, Trevor Gordon
Arbitrator(s): Thomas R. Bromberg
Hearing Site: Omaha, NE
| | $1,557,170 |
| 19-01849 | 05/06/2021 | Claimant(s): James Cox
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Daniel Soliman, Mario Divita, Traderfield Securities Inc.
Respondent Lawyers(s): Daniel M. Soliman, Mario Divita
Arbitrator(s): Barry Goldman
Hearing Site: Milwaukee, WI
| | Expungement |
| 20-00401 | 05/05/2021 | Claimant(s): Joanne Olson
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jack Chapline Vaughan, Daniel D. Hill, Robert C. Rice
Hearing Site: Houston, TX
| | Expungement |
| 19-02966 | 05/03/2021 | Claimant(s): Christopher Portante, Karen Portante
Claimant Lawyers(s): Samuel Edwards
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Earle J. Schwarz, James Edward Seale, Geraldine R Daniels
Hearing Site: Birmingham, AL
| | Expungement |
| 20-03852 | 04/29/2021 | Claimant(s): Benchmark Compliance LLC
Claimant Lawyers(s): Andrew S. Klick
Respondent(s): CFI Securities
Respondent Lawyers(s): Srikumar Vanamali
Arbitrator(s): Ronald Harris Kisner
Hearing Site: New York, NY
| | $7,704 |
| 20-03285 | 04/28/2021 | Claimant(s): William Biddle
Claimant Lawyers(s): Damon Booth
Respondent(s): Edward Jones, Michael Goodwin
Respondent Lawyers(s): Bentley P. Stansbury, Michael Goodwin
Arbitrator(s): Carlos Richard Mangum, David J. Romanski, Arocles Aguilar
Hearing Site: Reno, NV
| | Expungement |
| 20-02079 | 04/27/2021 | Claimant(s): Mikedmat Dena Inc.
Claimant Lawyers(s): John Dellaportas
Respondent(s): Morgan Stanley, Jacob Shapira
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Howard L. Sobel, Lori H. Carena, Alan Robert Sacks
Hearing Site: New York, NY
| | $782,279 |
| 20-01621 | 04/26/2021 | Claimant(s): Patrick Peterson
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX
| | Expungement |
