05-06621 | 09/17/2007 | Claimant(s): Vincent Sanalucia Claimant Lawyers(s): Thomas C. Wagner Respondent(s): Richard Ganim, Legacy Financial Services., Questar Capital Corporation Respondent Lawyers(s): Joel Wertman, John P. Thomas, Robert J. Hanna Arbitrator(s): Jeffrey M. Bain, Jason C. Blackford, Robert M. Shwab Hearing Site: Cleveland, OH
| | $0 |
06-04655 | 09/17/2007 | Claimant(s): Richard Ford Claimant Lawyers(s): Joseph Keenan Respondent(s): Andrew Samalin, Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Daniel B. Berkson, Leah G. Rabinowitz, Ernesto V. Luzzatto Hearing Site: New York, NY
| | $0 |
07-00263 | 09/17/2007 | Claimant(s): Roslyn Maren Claimant Lawyers(s): Joanne A. Schultz Respondent(s): Moors & Cabot., Winslow, Evans & Crocker. Respondent Lawyers(s): Peter F. Flynn, Robert N. Rapp Arbitrator(s): Murray S. Marsh, Henry J. Beetz, Richard D. Rosenbloom Hearing Site: Buffalo, NY
| | $0 |
07-01511 | 09/17/2007 | Claimant(s): Ronald Tomaszewski, Susan Tomaszewski Claimant Lawyers(s): Ronald E. Tomaszewski, Susan M. Tomaszewski Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Abby Henig Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ
| | $0 |
06-04625 | 09/14/2007 | Claimant(s): Betty Gray Claimant Lawyers(s): Richard C. Downing Respondent(s): Charles George, Citigroup Global Markets. Respondent Lawyers(s): Donald J. Mehan, Hugo A. Hilgendorff Arbitrator(s): Ronald R. Wilhelm, Elton W. Chartrand, Carolyn L. Witherspoon Hearing Site: Little Rock, AR
| | $1,157,380 |
06-04150 | 09/13/2007 | Claimant(s): Joyce Schmidt Claimant Lawyers(s): Francis V. Cristiano Respondent(s): Roger Martin, Legacy Financial Services. Respondent Lawyers(s): Jonathon D. Bergman Arbitrator(s): Anthony B. Petrelli, Steven Meyrich, John Fleming Kelly Hearing Site: Denver, CO
| | $36,498 |
06-04784 | 09/13/2007 | Claimant(s): Pamela Maloof, Pamela M. Maloof IRA, Pamela M. Maloof, and Kathleen J. Smit Claimant Lawyers(s): Jeffrey P. Hintermeister Respondent(s): Christopher Saxon, Kathleen Smitz, Raymond James Financial Services. Respondent Lawyers(s): Christopher Eric Saxon, Erin Linehan, Jeffrey P. Hintermeister Arbitrator(s): Todd L. Barlow, John L. Krauss, Michael J. Cork Hearing Site: Indianapolis, IN
| | $393,375 |
07-01246 | 09/13/2007 | Claimant(s): Robert L. Hill and Mary Hill Claimant Lawyers(s): Christopher D. Hill Respondent(s): Jeffrey Brauley, UBS Financial Services Inc., Richard Wilhelm Respondent Lawyers(s): Margarita L. Marsico Arbitrator(s): Lawrence W. Arness Hearing Site: Louisville, KY
| | $425 |
06-00299 | 09/12/2007 | Claimant(s): Tango Fashions Trading, Ltd. Claimant Lawyers(s): David H. Fromm Respondent(s): Jon Lee Respondent Lawyers(s): Jon Lee Arbitrator(s): Joseph R. Brancaleone, Howard L. Sobel, Doris B. Nathan Hearing Site: New York, NY
| | $0 |
99-03196 | 09/12/2007 | Claimant(s): Estate of Edward A. Cantor Claimant Lawyers(s): Michael M. Cantor Respondent(s): Jeffrey Grayson, Gibraltar Securities Co., Equitable Distributors., Hartford Insurance Co. Respondent Lawyers(s): Matthew Farley Arbitrator(s): Philip M. Mandel, Kenneth L. Stewart, Kent L. Benziger Hearing Site: New York, NY
| | $0 |