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FINRA Awards for Equitable Distributors.

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Case Number Award Date Case Summary Customer Case? Amount Granted
99-0319609/12/2007Claimant(s): Estate of Edward A. Cantor
Claimant Lawyers(s): Michael M. Cantor
Respondent(s): Jeffrey Grayson, Gibraltar Securities Co., Equitable Distributors., Hartford Insurance Co.
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Philip M. Mandel, Kenneth L. Stewart, Kent L. Benziger
Hearing Site: New York, NY
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