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FINRA Awards for Jonathon D. Bergman

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0415009/13/2007Claimant(s): Joyce Schmidt
Claimant Lawyers(s): Francis V. Cristiano
Respondent(s): Roger Martin, Legacy Financial Services.
Respondent Lawyers(s): Jonathon D. Bergman
Arbitrator(s): Anthony B. Petrelli, Steven Meyrich, John Fleming Kelly
Hearing Site: Denver, CO
Checkmark Icon$36,498

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