| 24-00033 | 06/27/2024 | Claimant(s): Francisco Torres
Claimant Lawyers(s): Francisco Torres
Respondent(s): Robinhood Financial
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Jeffrey Alan Helewitz
Hearing Site: New York, NY
|  | $0 |
| 23-01317 | 06/25/2024 | Claimant(s): Estate of Lynn A. Ryan
Claimant Lawyers(s): Mildred C. Ryan
Respondent(s): Derek Visslailli, TD Ameritrade.
Respondent Lawyers(s): Derek Visslailli, Frank J. Cuccio
Arbitrator(s): Robert Elliot Harrison, Roy Lukins Rowsell, John Michael Bergin
Hearing Site: New York, NY
| | $0 |
| 23-01628 | 06/07/2024 | Claimant(s): George Koutsos, Alma Industries Inc., GJK Group
Claimant Lawyers(s): Richard Diorio
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Lawrence Burke
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Michael Jaffe, Ronald Harris Kisner, Gregg Lance Zeoli
Hearing Site: New York, NY
| | $0 |
| 23-03176 | 05/30/2024 | Claimant(s): Stephen Ferguson
Claimant Lawyers(s): Stephen Ferguson
Respondent(s): Ameriprise Financial Services, Mark Giordano, Riversource Distributors.
Respondent Lawyers(s): Sydney Crowder Franco
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
| | $0 |
| 23-01816 | 05/21/2024 | Claimant(s): Peter Darnell, Randi Gollin
Claimant Lawyers(s): Jessica A. Murzyn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Josefa Antonia Sicard-Mirabal, John Franklin Udochi, Anjelica Cappellino
Hearing Site: New York, NY
| | Expungement |
| 23-03655 | 05/13/2024 | Claimant(s): Valery Dunayevsky
Claimant Lawyers(s): Valery Dunayevsky
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kevin Blume
Arbitrator(s): Peter E. Gillespie
Hearing Site: New York, NY
| | $300 |
| 23-00211 | 05/01/2024 | Claimant(s): Christina Ludvigsen, Christina Ludvigsen IRA (1107), Christina Ludvigsen IRA (3283)
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Frank Wu, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Allan N. Taffet, Edmund Siejka, John Franklin Udochi
Hearing Site: New York, NY
| | $7,440 |
| 23-00643 | 04/03/2024 | Claimant(s): Alban Wilson
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Ron Itin, Shaun Grimaldi, E1 Asset Management.
Respondent Lawyers(s): Jonathan Uretsky
Arbitrator(s): David Sorokoff, Albert Rizzo, Kevin Marcus-Kanesaka
Hearing Site: New York, NY
| | $2,611,670 |
| 23-00093 | 04/01/2024 | Claimant(s): Fady Sorial, Ramy Sorial
Claimant Lawyers(s): Fady G. Sorial
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Jonathan J. Brennan
Arbitrator(s): Howard L. Sobel, Mitchell Regenbogen, Laura Matlow Wong-Pan
Hearing Site: New York, NY
| | $0 |
| 23-01145 | 03/28/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Abraham Bichler
Respondent Lawyers(s): Abraham Yitzchak Bichler
Arbitrator(s): Eva H. Posman, Mary Julia O'Connell, Joanne Sari Feld
Hearing Site: New York, NY
| | $0 |
