| 15-03169 | 07/20/2017 | Claimant(s): Mary Jean Negri
Claimant Lawyers(s): John M. Breslin
Respondent(s): Alan Palazzo
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Fred S. Pieroni, Robert E. Anderson, Stephen M. Plotnick
Hearing Site: Newark, NJ
|  | $0 |
| 16-00913 | 07/19/2017 | Claimant(s): Daniel Riosa, Maria Riosa
Claimant Lawyers(s): Maria Riosa
Respondent(s): Mary Wise
Respondent Lawyers(s): M. David Sayid
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | $0 |
| 16-01431 | 07/07/2017 | Claimant(s): Bonnie Caris, Stanley Caris
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Jason Watson
Respondent Lawyers(s): Jason R. Watson
Arbitrator(s): Philip Levine
Hearing Site: Newark, NJ
| | Expungement |
| 16-00315 | 05/26/2017 | Claimant(s): Steven Nerger
Claimant Lawyers(s): David Graff
Respondent(s): Kevin Willett, Oppenheimer & Co. Inc.
Respondent Lawyers(s): Donald Corbett
Arbitrator(s): Micalyn S. Harris, Simone A. Muscarnera, Stephen L. Lister
Hearing Site: Newark, NJ
| | $0 |
| 14-03577 | 05/16/2017 | Claimant(s): Manasquan Plaza., Estate of Lambros Constantinou
Claimant Lawyers(s): Daniel Gwertzman
Respondent(s): Steros Christoforou, Clark Dodge & Co..
Respondent Lawyers(s): Don Torrillo, Robert M. Bursky
Arbitrator(s): Charles L. Prothero, Edith M. Novack, William H. Steinhart
Hearing Site: Newark, NJ
| | $0 |
| 15-02495 | 05/04/2017 | Claimant(s): Brianna Beattie, Brooke Beattie, Kenneth McEwen, Maureen Beattie, Paul Beattie
Claimant Lawyers(s): Jorge Altamirano
Respondent(s): Christopher McNamee
Respondent Lawyers(s): Christopher McNamee
Arbitrator(s): Michael Fischetti, Margaret Leggett Tarver, Michael Quintieri
Hearing Site: Newark, NJ
| | $170,000 |
| 16-02988 | 04/20/2017 | Claimant(s): The Estate Of T Florida Seneca
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): T.R. Bynum
Arbitrator(s): Peter L. Michaelson
Hearing Site: Newark, NJ
| | Dismissed by Rule 12206 |
| 16-01357 | 04/18/2017 | Claimant(s): Jay Sabey, Michael Sabey, Peter Sabey, W. Sabey
Claimant Lawyers(s): Douglas Sabey
Respondent(s): USAA Financial Advisors., USAAInvestment Management Company
Respondent Lawyers(s): Theodore C. Schultz
Arbitrator(s): Robert E. Anderson, Joseph Rudolph Guarino, Joan Dawn Hogarth
Hearing Site: Newark, NJ
| | $0 |
| 16-03513 | 04/07/2017 | Claimant(s): Lorenzo Grandioso
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Micalyn S. Harris
Hearing Site: Newark, NJ
| | Dismissed by Rule 12206 |
| 15-02855 | 03/24/2017 | Claimant(s): Elyse Spialter, Howard Spialter
Claimant Lawyers(s): Peter S. Pearlman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Linda J. Baer, Neal D. Baker
Hearing Site: Newark, NJ
| | $19,478 |
