| 12-04105 | 02/24/2014 | Claimant(s): Larry Davis
Claimant Lawyers(s): Larry Darnell Davis
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): John J. Meyer, Earle J. Schwarz, Melva J. Harmon
Hearing Site: Jackson, MS
|  | $0 |
| 10-04407 | 12/06/2013 | Claimant(s): Guadalupe Sandoval, Javier Chavez, Jose Fuentes, Maria Conchita Alonso, Roberto I. Nogales
Claimant Lawyers(s): Joseph C. Peiffer
Respondent(s): Rafael Sanchez, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kenneth C. Mennemeier, Rafael R. Sanchez
Arbitrator(s): Michael D. Harrison, Neil S. Jasper, Daniel Su
Hearing Site: Los Angeles, CA
| | Stipulated Award |
| 12-03312 | 11/22/2013 | Claimant(s): Cynthia Shaw
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Polina M. Dostalik
Arbitrator(s): Richard W. Cutler, Sandra J. Mullings, David Serko
Hearing Site: New York, NY
| | $600 |
| 13-01593 | 11/07/2013 | Claimant(s): Larry Albrecht
Claimant Lawyers(s): Larry A. Albrecht
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Carol McHugh Sanders
Hearing Site: Chicago, IL
| | $88 |
| 12-02736 | 10/17/2013 | Claimant(s): Michael Kalen
Claimant Lawyers(s): Michael Kalen
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Samuel H. Chorches, Richard Hallett Nichol, Philip S. Walker
Hearing Site: Hartford, CT
| | $300 |
| 11-02159 | 10/10/2013 | Claimant(s): Tom Garcia
Claimant Lawyers(s): Daniel B. Lipson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Michelle Judy Brant
Hearing Site: San Francisco, CA
| | Expungement |
| 13-01615 | 09/30/2013 | Claimant(s): Michael McDonough
Claimant Lawyers(s): Michael J. McDonough
Respondent(s): Fidelity Brokerage Services LLC, William Routh
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): David L. Maislen
Hearing Site: Los Angeles, CA
| | $0 |
| 12-00938 | 08/09/2013 | Claimant(s): Joyashree Guha, Mita Guha, Neela Guha, Tridib Guha
Claimant Lawyers(s): Tridib Guha
Respondent(s): David Taylor, Lucile Weed, Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Joseph M. O'Connor, Philip Aaron Tymon, Sean B. Meehan
Hearing Site: San Francisco, CA
| | Expungement |
| 12-00899 | 06/06/2013 | Claimant(s): Joyce Selvig
Claimant Lawyers(s): Erwin Cohn
Respondent(s): Fidelity Brokerage Services LLC, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione, John Starnes
Arbitrator(s): Henry G. Nothnagel, Marilee Roberg, James A. Murphy
Hearing Site: Chicago, IL
| | $0 |
| 12-03748 | 05/28/2013 | Claimant(s): Frederick Kaiser
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Phyllis Karasov
Hearing Site: Minneapolis, MN
| | $600 |
