| 20-04176 | 03/02/2022 | Claimant(s): Gabriel Ivan
Claimant Lawyers(s): Gabriel Ivan
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Richard Gee, Susan Romano, Stephen T Schreiber
Hearing Site: New York, NY
|  | $0 |
| 20-03308 | 10/21/2021 | Claimant(s): Michele Gray
Claimant Lawyers(s): Michele Gray
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): David J. Pine, Keely D. Parr, Richard Gee
Hearing Site: Albany, NY
| | $0 |
| 17-03398 | 03/11/2019 | Claimant(s): The Estate of Kurt E. Dreyfuss
Claimant Lawyers(s): Steven M. Kaplan
Respondent(s): Benjamin De Angelis, Charles Goldberg, Morgan Stanley, Lane Katz
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Robert E. Riccobono, Richard Gee, Mitchell Regenbogen
Hearing Site: New York, NY
| | Expungement |
| 17-01934 | 09/07/2018 | Claimant(s): Courtia Worth, Pamela Graft Revocable Trust, Yellow Rose of Texas Trust
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Alexandra Lebenthal, James Lebenthal, Myles Blechner
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Linda J. Baer, Arthur Neil Tolciss, Richard Gee
Hearing Site: New York, NY
| | Expungement |
| 17-01276 | 07/31/2018 | Claimant(s): Anthony Fitzhenry
Claimant Lawyers(s): Anthony Fitzhenry
Respondent(s): Bruce Guarino, Dennis Grubelic, Douglas Guarino, Glen Stifelman, Rockwell Global Capital LLC
Respondent Lawyers(s): Dennis Grubelic, Glen Robert Stifelman, Robert M. Bursky
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
| | $0 |
| 17-00192 | 04/24/2018 | Claimant(s): Matthew Proman
Claimant Lawyers(s): Robert Miller
Respondent(s): Byron Roth, David Farina, Jared Schramm, Roth Capital Partners
Respondent Lawyers(s): John R. Loftus
Arbitrator(s): Fred S. Pieroni, Richard Gee, Walter Arthur Saurack
Hearing Site: New York, NY
| | Expungement |
| 16-01877 | 12/29/2017 | Claimant(s): Bright Lake Management LLC, Bright Lake LP
Claimant Lawyers(s): Ilan Preis
Respondent(s): Broadcort Capital Corporation, Jack Seibald, Merrill Lynch Pierce Fenner & Smith Inc., Michael Rosen, Robert Moore, Concept Capital Markets, Cowen Prime Services LLC, Merrill Lynch Professional Clearing Corp
Respondent Lawyers(s): Mark D. Knoll, Mark J. Hyland
Arbitrator(s): Anna M. Fanelli, Lynne M. Reid-McQueen, Richard Gee
Hearing Site: New York, NY
| | $0 |
| 11-00508 | 10/19/2012 | Claimant(s): Michael Pascazi
Claimant Lawyers(s): Michael S. Pascazi
Respondent(s): Citigroup Global Markets., Morgan Stanley, Richard Divenuto, Salomon Smith Barney Inc.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Pamela H. Roderick, Allan E. Johnson, Richard Gee
Hearing Site: New York, NY
| | Expungement |
| 09-06863 | 03/23/2011 | Claimant(s): Michael Musachio
Claimant Lawyers(s): Steven M Kaplan
Respondent(s): Geri Pell, Ameriprise Financial Services., Paul Santucci
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Paul A. Merolla, Brian J. Burstin, Richard Gee
Hearing Site: New York, NY
| | $0 |
| 08-03963 | 01/28/2011 | Claimant(s): Ruth Paulsen by David Paulsen thr POA
Claimant Lawyers(s): Herbert Rubin
Respondent(s): Wachovia Securities, Evergreen Investment Services.
Respondent Lawyers(s): Joseph P. Pohl
Arbitrator(s): Allan E. Johnson, John Nino Brenkovich, Richard Gee
Hearing Site: New York, NY
| | $27,015 |
