| 11-00567 | 07/13/2012 | Claimant(s): John Sisk
Claimant Lawyers(s): Timothy Feil
Respondent(s): John Sykes, Kirk Kubach, Paul Chuzi, Paul Richardson, JHS Capital Advisors., Pointe Capital.
Respondent Lawyers(s): Elizabeth Schmid
Arbitrator(s): Robert L. Salzberg, James J. Fishman, Annette B. Meyers
Hearing Site: New York, NY
|  | $1,693,200 |
| 12-01624 | 05/16/2012 | Claimant(s): Seymour Topple
Claimant Lawyers(s): Timothy Feil
Respondent(s): Steven Jennings
Respondent Lawyers(s): Steven Andrew Jennings
Arbitrator(s): Martin Jay Siegel, Mary Ellen Burns, Richard Bryce Nesson
Hearing Site: New York, NY
| | $0 |
| 11-01208 | 05/09/2012 | Claimant(s): Milton Ward
Claimant Lawyers(s): John J. Miller
Respondent(s): Brandon Leon, Michael Mcnulty, Michael Murphy, Olympia Asset Management,Ltd.
Respondent Lawyers(s): Charles M. O'Rourke, Timothy Feil
Arbitrator(s): Phillip Lee Scheldt, Mark L. Williams, Anita M. Jean
Hearing Site: Dallas, TX
| | $0 |
| 10-05029 | 01/03/2012 | Claimant(s): Frank Tysen
Claimant Lawyers(s): Timothy Feil
Respondent(s): Lawrence Kirshbaum, Prestige Financial Center.
Respondent Lawyers(s): Larry Kirshbaum, Lawrence Gary Kirshbaum
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
| | $60,469 |
| 09-06699 | 12/14/2011 | Claimant(s): National Securities Corporation, Thomas Kelly
Claimant Lawyers(s): Timothy Feil
Respondent(s): D. Dorsey
Respondent Lawyers(s): Bruce V. Schewe
Arbitrator(s): Frederick S. Duncan, Mark A. Myers, Frank A. Little, Jr.
Hearing Site: New Orleans, LA
| | $72,312 |
| 10-03879 | 11/08/2011 | Claimant(s): Martin Kupferberg and Dora Kupferberg
Claimant Lawyers(s): Timothy Feil
Respondent(s): Edward Scro, Alternative Wealth Strategies., Seniors Resource
Respondent Lawyers(s): Edward Scro, James C. Gaul
Arbitrator(s): Martin Mushkin, Mark Hammaren, John Michael Richardson
Hearing Site: New York, NY
| | $70,300 |
| 09-02891 | 11/22/2010 | Claimant(s): Jeffrey Garske
Claimant Lawyers(s): Seth Huberman
Respondent(s): Gregory Knight, Max International Broker/Dealer Corp
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Mitchell M. Willoughby, N. John Garcia, Thomas Christopher Tuck
Hearing Site: Columbia, SC
| | $200,896 |
| 08-01503 | 04/16/2010 | Claimant(s): Anna Brasch
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Eric Henry, Thomas Kelly, K & H Partners
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): D. Michael Kratchman, William P. Thorpe, A. Robert Stevenson
Hearing Site: Detroit, MI
| | $0 |
| 04-06763 | 03/01/2010 | Claimant(s): Carol Bach, Daniel Bach, Daniel Bach c/f Marisa Serefina, Daniel Bach IRA, Daniel Bach SEP IRA, Jonathan Bach, Eric Bach & Daniel Bach, Olga Bach & Daniel Bach, Steven Bach, Laura Bach & Daniel Bach
Claimant Lawyers(s): Kevin J. Begley
Respondent(s): Anthony Calascione, Darren DeLuca, Dominick Bianco, Gregory Hasho, Joel Podelsky, Kenneth Rodgers, Lawrence Balzano, Lizy Chandy, Thomas Francis, Thomas Tiernan, Continental Broker-Dealer Corp., Wexford Clearing Services
Respondent Lawyers(s): Anthony Joseph Calascione, Craig Riha, Darren DeLuca, Dominick Bianco, Gregory Mumtaz Hasho, Joel S. Podelsky, John R. Braatz, Kenneth Rodgers, Lawrence Balzano, Michael Clements, Thomas Paul Francis, Timothy Feil
Arbitrator(s): Joseph R. Lally, Robert S. Getman, David Denison
Hearing Site: Newark, NJ
| | $0 |
| 08-03101 | 12/29/2009 | Claimant(s): Jean Powell
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Norair Seferian, Peter Marzo, GunnAllen Financial.
Respondent Lawyers(s): Jay Marc Israel, Norair Allain Seferian, Timothy Feil
Arbitrator(s): Joan M. Traub, Christine Costigan, Michele S. Riley
Hearing Site: New York, NY
| | Expungement |
