Potomac Analytics' Logo

FINRA Awards for Thomas Paul Francis

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
04-0676303/01/2010Claimant(s): Carol Bach, Daniel Bach, Daniel Bach c/f Marisa Serefina, Daniel Bach IRA, Daniel Bach SEP IRA, Jonathan Bach, Eric Bach & Daniel Bach, Olga Bach & Daniel Bach, Steven Bach, Laura Bach & Daniel Bach
Claimant Lawyers(s): Kevin J. Begley
Respondent(s): Anthony Calascione, Darren DeLuca, Dominick Bianco, Gregory Hasho, Joel Podelsky, Kenneth Rodgers, Lawrence Balzano, Lizy Chandy, Thomas Francis, Thomas Tiernan, Continental Broker-Dealer Corp., Wexford Clearing Services
Respondent Lawyers(s): Anthony Joseph Calascione, Craig Riha, Darren DeLuca, Dominick Bianco, Gregory Mumtaz Hasho, Joel S. Podelsky, John R. Braatz, Kenneth Rodgers, Lawrence Balzano, Michael Clements, Thomas Paul Francis, Timothy Feil
Arbitrator(s): Joseph R. Lally, Robert S. Getman, David Denison
Hearing Site: Newark, NJ
Checkmark Icon$0

1 Results

Display: