| 16-00978 | 03/29/2018 | Claimant(s): Sherry Turner
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brett A. Rogers
Arbitrator(s): Gary M. Landau, Richard J. Kaplan, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
|  | Expungement |
| 16-00658 | 03/28/2018 | Claimant(s): Richard Levine
Claimant Lawyers(s): Adam Gana
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Michael J. Quarequio, Richard Carl Smukler, John B. Sochacki
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-02364 | 03/23/2018 | Claimant(s): Lawrence Susienka, Lawrence M. Susienka IRA
Claimant Lawyers(s): Robert H. Rex
Respondent(s): SII Investments.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Mark I. Roth, Max Rafael Karyo
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-00580 | 03/22/2018 | Claimant(s): Mae Nauheim, Mae Nauheim Restated Decl Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): David Smitham
Arbitrator(s): Perry Earl Phillips
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-00867 | 03/14/2018 | Claimant(s): Dirk Rabenold
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): Kerry Montgomery, Next Financial Group.
Respondent Lawyers(s): John T. Unger, Robert Rex
Arbitrator(s): Robert A. Sauerberg, Elena G. Rodriguez, Richard W. Epstein
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-02653 | 02/28/2018 | Claimant(s): Elaine Sommer, Richard Sommer, Elaine and Richard Sommer Joint Account, Elaine Sommer Revocable Trust, Richard Sommer Trust U/A DTD 1/13/95
Claimant Lawyers(s): Robert C. Harris
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Joseph Benalt, Donald Theodore Ryce, Alvin Abraham Simon
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-03269 | 02/28/2018 | Claimant(s): Bertram Tamarkin, Bernita Tamarkin Estate Tax Shelter, Bertram Tamarkin Trust U/A DTD
Claimant Lawyers(s): Jared A. Levy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stephan M. Louviere
Arbitrator(s): Lawrence M. Green, Richard J. Kaplan, Carolyn E. Moore
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-02723 | 02/21/2018 | Claimant(s): Martin Hack
Claimant Lawyers(s): Martin Hack
Respondent(s): Barry Rubin
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Marie G. Peterson
Hearing Site: Boca Raton, FL
| | $13,689 |
| 16-02083 | 02/02/2018 | Claimant(s): Julius Berkowitz&Estelle Berkowitz Trust
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Mark C. Perry, Robert Lawrence Ostrov, Stacey Rosenthal
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-02920 | 01/26/2018 | Claimant(s): Juan Carlos Vignaud and Cathrine Vignaud
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | Expungement |
