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FINRA Awards for Dirk Rabenold

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0086703/14/2018Claimant(s): Dirk Rabenold
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): Kerry Montgomery, Next Financial Group.
Respondent Lawyers(s): John T. Unger, Robert Rex
Arbitrator(s): Robert A. Sauerberg, Elena G. Rodriguez, Richard W. Epstein
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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