| 12-02597 | 10/02/2013 | Claimant(s): William Roache
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): John Macrone
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Richard W. Vallario, Howard L. Sobel, Amy Banet
Hearing Site: New York, NY
|  | $699,394 |
| 11-00072 | 02/20/2013 | Claimant(s): Nina Vayner
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Joseph Scali, Obsidian Financial Group
Respondent Lawyers(s): Joseph Giuseppe Scali, Martin P. Unger
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | $49,601 |
| 10-01011 | 11/14/2011 | Claimant(s): Alyssa DiRienzo, Amara DiRienzo, Cynthia Pilot, Deborah Holstein, Deborah Lutz, Frederick DiRienzo, Johanna C. & Frederick H. DiRienzo, The 1992 Irrevocable Trust for the Benef
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Colin Cookson, Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., National Financial Services LLC
Respondent Lawyers(s): Mark S. Cohen, Michael G. Shannon, Nicki Samson
Arbitrator(s): Evonne W.J. Tolbert, Alun Hywel Jones, Kevin B. Naughten
Hearing Site: New York, NY
| | $0 |
| 09-07044 | 06/09/2011 | Claimant(s): Lois Grumet
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Gary Schwarcz, Citigroup Global Markets.
Respondent Lawyers(s): Wayne H. Wink, William A. Hohauser
Arbitrator(s): Diane Getzler, Richard Weinberger, Stewart E. Winner
Hearing Site: New York, NY
| | Expungement |
| 09-04948 | 03/23/2011 | Claimant(s): Estate of Hobart S. Geer
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Citigroup Global Markets., Mary Selgrad, Warren Rivetz
Respondent Lawyers(s): John E. Lawlor, William A. Hohauser
Arbitrator(s): Robert S. Getman, Preston V. Pumphrey, Patricia A. DeWitt
Hearing Site: New York, NY
| | $0 |
| 09-06628 | 02/23/2011 | Claimant(s): Bernard Ochs
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Alex Shtaynberger, Jason Russo, Ronald Furst, Todd Cirella, Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Ira Scot Meyerowitz
Arbitrator(s): Mitchell S. Friedman, Denise L. Quarles, Arthur M. Schoenberger
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 08-03717 | 10/28/2009 | Claimant(s): Suzanne Stadler-D'vir, JTLG Corp., Stonehouse Equities.
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Alice Solomon, Timothy Daly
Respondent Lawyers(s): Chad N. Cagan, Timothy James Daly
Arbitrator(s): Vicki Z. Holleman, Susan C. Lushing, Rebecca A. Novak
Hearing Site: New York, NY
| | $70,000 |
| 08-00245 | 03/26/2009 | Claimant(s): Trinity Bui
Claimant Lawyers(s): Nelson M. Zern
Respondent(s): D. Weckstein & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Robert Czik, Andrew J. Gerber, Vincent Cannaliato
Hearing Site: New York, NY
| | $0 |
| 07-03437 | 10/27/2008 | Claimant(s): Darlene Vietri, IRA
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Louis Liberatore
Respondent Lawyers(s): Louis John Liberatore
Arbitrator(s): Mary Ellen Burns, Alexander Yaroslavsky, Howard L. Haykin
Hearing Site: New York, NY
| | $47,650 |
| 06-03584 | 08/01/2008 | Claimant(s): Clyde Bridgeman
Claimant Lawyers(s): Alan F. Block
Respondent(s): Michael Camp, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Ronald A. Lavery, David John Diersen, Michael S. Jordan
Hearing Site: Chicago, IL
| | $107,000 |
