| 19-00994 | 10/27/2021 | Claimant(s): Francesco Umbriaco
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Allen Wagner, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jim Geiger, Thomas R Nathan, Jason L Pearlman
Hearing Site: Philadelphia, PA
|  | Expungement |
| 20-00401 | 05/05/2021 | Claimant(s): Joanne Olson
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jack Chapline Vaughan, Daniel D. Hill, Robert C. Rice
Hearing Site: Houston, TX
| | Expungement |
| 19-03752 | 11/09/2020 | Claimant(s): Donald Robbins
Claimant Lawyers(s): David M. Rosenfield
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Thomas E. Duggan, Sandra J. Mullings, Cheryl H. Agris
Hearing Site: New York, NY
| | Expungement |
| 18-03398 | 08/24/2020 | Claimant(s): George Wildrick
Claimant Lawyers(s): Frank Aiello
Respondent(s): Wells Fargo Clearing Services, Robert Lyons
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Barry Goldman, Patrick R. Sughroue, Tracy L. Allen
Hearing Site: Detroit, MI
| | $54,532 |
| 18-01147 | 10/10/2019 | Claimant(s): Virginia Transfomer., Prabhat Jain, Santosh Jain
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Elliot B. Platt, Donita M. King, Peter H. Goldberg
Hearing Site: Richmond, VA
| | $0 |
| 17-00487 | 11/29/2018 | Claimant(s): Joyce Livengood, Norman Livengood IRA
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Harry G. Mason
Hearing Site: Raleigh, NC
| | $0 |
| 16-02832 | 10/30/2018 | Claimant(s): Kathryn Schmierer
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Russell W. Merriman, Frank Brenner, Anne Marie Martin
Hearing Site: Tampa, FL
| | $360,800 |
| 16-01954 | 06/01/2018 | Claimant(s): Betty Barnes, Margaret Barbaro, Nancy Cunning, Susan Walls, The Harold R. Cunning, Jr. Trust
Claimant Lawyers(s): Vince Walls
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jack A. Helms, Martin Salzman, James E Moon
Hearing Site: Tampa, FL
| | Expungement |
| 16-03011 | 02/01/2018 | Claimant(s): Karen Caldwell
Claimant Lawyers(s): Karen G. Caldwell
Respondent(s): Wells Fargo Advisors, Mary Stockinger
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Mary E. Woytek, Frank Samuel Perri, Brock B. Gordon
Hearing Site: Charlotte, NC
| | Expungement |
| 16-01151 | 12/27/2017 | Claimant(s): Paul Sussman
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | Expungement |
