13-02983 | 11/10/2014 | Claimant(s): CI USVI Claimant Lawyers(s): John P. Scordo Respondent(s): Interactive Brokers Respondent Lawyers(s): John J. Nielands Arbitrator(s): Susanne J. Hollander, Thomas Roy Spencer, Stefano Ferruggia Hearing Site: Miami, FL
| | $0 |
13-02907 | 07/08/2014 | Claimant(s): Russell Madris Claimant Lawyers(s): Peter J. Mougey Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Susanne J. Hollander, Rodolfo C. Angulo, Dorota J. Trzeciecka Hearing Site: Miami, FL
| | Expungement |
12-01243 | 06/04/2014 | Claimant(s): William Eglar Claimant Lawyers(s): Daniel B. Lipson Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Susanne J. Hollander, Marilee Roberg, Irving A. Chesler Hearing Site: Chicago, IL
| | Expungement |
11-01216 | 11/28/2012 | Claimant(s): Danisha Rolle, Samari Rolle Claimant Lawyers(s): Robert J. Neary Respondent(s): Jeffrey Rubin, Pro Sports Financial. Respondent Lawyers(s): A. Patricia Morales Christiansen Arbitrator(s): Susanne J. Hollander, Mark J. McCarthy, Laura Anne Wheeler Hearing Site: Boca Raton, FL
| | Expungement |
11-00237 | 09/04/2012 | Claimant(s): Metropolitan Bank Group., NC Bancorp. Claimant Lawyers(s): Benjamin D. Reichard Respondent(s): Jack Whitaker, Suntrust Robinson Humphrey. Respondent Lawyers(s): David L. Balser Arbitrator(s): Thomas F. Mahoney, Susanne J. Hollander, G. Marshall Abbey Hearing Site: Chicago, IL
| | Expungement |
11-00208 | 02/28/2012 | Claimant(s): Donna Keppen, Steven Keppen, Donna Keppen Trust, Steven Keppen Trust Claimant Lawyers(s): Allan P. Whitehead Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Jeff Jamieson Arbitrator(s): William H. Steinbrenner, V. Michael Pabalis, Susanne J. Hollander Hearing Site: Orlando, FL
| | $0 |
10-02145 | 01/26/2012 | Claimant(s): Rosemary Vana Claimant Lawyers(s): Sandor L. Grossman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Mark C. Hutchinson, Susanne J. Hollander, Lynn Hirschfeld Brahin Hearing Site: Chicago, IL
| | Expungement |
08-02639 | 01/13/2011 | Claimant(s): International Capital Management Company Claimant Lawyers(s): Celiza P. Braganca Respondent(s): J.P. Morgan Securities, Matthew Tannin, Norman Lang, Ralph Cioffi, Raymond McGarrigal, Bear Stearns Asset Management Inc., The Bear Stearn & Companies. Respondent Lawyers(s): Catherine L. Redlich, Edward J.M. Little, Gabrielle Gould, Theresa Trzaskoma Arbitrator(s): Howard B. Silverman, Susanne J. Hollander, Marilee Roberg Hearing Site: Chicago, IL
| | $0 |
05-02413 | 06/22/2010 | Claimant(s): Arlene Johnson, IRA, Laurance Johnson, Arlene and Laurance Johnson, Arlene Johnson as trustee Claimant Lawyers(s): George J. Vournazos Respondent(s): Stuart Updegrove, First Republic Group Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Susanne J. Hollander, Paul T. Greening, Josette Belvedere Hearing Site: Chicago, IL
| | $0 |
08-01475 | 09/25/2009 | Claimant(s): Carol Friedman Claimant Lawyers(s): James J. Moylan Respondent(s): Jordan Zaro, Riverside Securities., Terra Nova Financial Respondent Lawyers(s): David F. Benson, Jordan P. Zaro, President Arbitrator(s): Frederic M. Rizzo, Susanne J. Hollander, Robert P. Keno Hearing Site: Chicago, IL
| | $251,361 |