22-02399 | 07/17/2024 | Claimant(s): 2002 Alice H. Hanley Descendants' Trust, E. Nicole H. Pickett 2002 Descendants', Lee Merrill H. Curtis 2002 Descendants', SAR Trust A u/w/o William Lee Hanley Jr., The Hanley 2012 Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Nancy J. Cliff, Michael P. Schiff, Gerald H. Grayson Hearing Site: Boca Raton, FL
| | Expungement |
23-00894 | 07/05/2024 | Claimant(s): Arnold Galman, Galman Family Trust DTD 02/05/96 Claimant Lawyers(s): Carl F. Schoeppl Respondent(s): Michael Coraggio, Janney Montgomery Scott LLC Respondent Lawyers(s): Theodore R. Snyder Arbitrator(s): Edward R. Niederriter, Gerald H. Grayson, Lisa Jane Austein Hearing Site: Boca Raton, FL
| | $0 |
23-00814 | 06/03/2024 | Claimant(s): Sherry Lautares Claimant Lawyers(s): Charles O'Rourke Respondent(s): Morgan Stanley, Mark Rosenberg Respondent Lawyers(s): Joseph C. Coates Arbitrator(s): Gerald H. Grayson, Sonja Shuford, Alisa Matire Hearing Site: Boca Raton, FL
| | $0 |
22-02005 | 03/02/2023 | Claimant(s): Christopher Wheeler Claimant Lawyers(s): Christopher Wheeler Respondent(s): Webull Financial LLC Respondent Lawyers(s): Danielle R. Gill Arbitrator(s): Gerald H. Grayson Hearing Site: Boca Raton, FL
| | $0 |
19-02299 | 03/25/2021 | Claimant(s): Interactive Brokers LLC Claimant Lawyers(s): Daniel A Spector Respondent(s): Auguste Capital Partners Respondent Lawyers(s): Leon Baer Borstein Arbitrator(s): Alejandro Miguel Garro, Gerald H. Grayson, Amy Jill Baranoff Hearing Site: New York, NY
| | $0 |
19-02180 | 10/19/2020 | Claimant(s): Amanda B. Straight Revocable Trust Claimant Lawyers(s): Seth E. Lipner Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): John F. Duane, Gerald H. Grayson, Patricia Kathleen Costello Hearing Site: New York, NY
| | $0 |
16-02881 | 05/09/2019 | Claimant(s): Manuel Velez De Jesus, Mavel Corp. Claimant Lawyers(s): August Iorio Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto Quinones Arbitrator(s): Gerald H. Grayson, Bernard Lieberman, Wayne I. Harris Hearing Site: New York, NY
| | Expungement |
15-00307 | 03/11/2016 | Claimant(s): RS International Group Limited Claimant Lawyers(s): Brian Levin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Coren H. Stern Arbitrator(s): Bernard A. Becker, Gerald H. Grayson, Theodore Roy Bayer Hearing Site: Miami, FL
| | $0 |
12-00508 | 07/24/2014 | Claimant(s): Nohar Sumasar Claimant Lawyers(s): Brian H. Brick Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Hugh N. Fryer, Jeffrey G. Sommers, Gerald H. Grayson Hearing Site: New York, NY
| | Expungement |