| 09-02087 | 12/20/2010 | Claimant(s): Thomas Motamed, Thomas Motamed and Christine Motamed
Claimant Lawyers(s): G. Trenholm Walker
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Richard L Martens
Arbitrator(s): Carol Corbett, John L. Braxton, Patrick R. Westerkamp, Esq.
Hearing Site: Philadelphia, PA
|  | $2,200,000 |
| 10-02498 | 12/20/2010 | Claimant(s): Dean & Tonia Kaufman
Claimant Lawyers(s): Dean Kaufman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Aylesworth
Arbitrator(s): Edward Blumstein
Hearing Site: Philadelphia, PA
| | $88 |
| 10-00422 | 12/17/2010 | Claimant(s): Edward Jones
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): George Turak
Respondent Lawyers(s): Ivan J. Feiner
Arbitrator(s): Walter R. Milbourne
Hearing Site: Philadelphia, PA
| | $0 |
| 09-05134 | 12/16/2010 | Claimant(s): Concetta Bannan, Gerard Bannan
Claimant Lawyers(s): John F. McKenna
Respondent(s): Arthur Jones, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Karl Marquardt
Arbitrator(s): Guillermo L. Bosch, Gordon E. Wright, Elliot B. Platt
Hearing Site: Philadelphia, PA
| | $0 |
| 09-00978 | 12/06/2010 | Claimant(s): Lee Maimon and Barbara Maimon
Claimant Lawyers(s): Joel D. Feldman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Edward F. Koren, Peter L. Marco, Robin L. Lewis
Hearing Site: Philadelphia, PA
| | $0 |
| 09-05240 | 11/23/2010 | Claimant(s): Gerald Fogelman and Raie Fogelman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): American Portfolios Financial
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Edward F. Koren, Walter R. Milbourne, Robert Alan Mayer
Hearing Site: Philadelphia, PA
| | $0 |
| 10-01719 | 11/09/2010 | Claimant(s): Eric Schiff
Claimant Lawyers(s): Eric Howard Schiff
Respondent(s): Anthony Sarracino, Anthony Viviano, Randle Copeland, Rodger Riney, Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | $163 |
| 09-05064 | 11/01/2010 | Claimant(s): Diane Reynolds
Claimant Lawyers(s): Richard De Vita
Respondent(s): David Dube, Peak Securities Corporation
Respondent Lawyers(s): David W. Dube, David Dube
Arbitrator(s): Debra G. Speyer, Kathleen K. Murphy, Peter L. Marco
Hearing Site: Philadelphia, PA
| | $450,330 |
| 08-02822 | 10/28/2010 | Claimant(s): Joseph Optiz
Claimant Lawyers(s): Thomas A. Blackburn
Respondent(s): Christopher Myers, Ameriprise Financial Services., Myers and Lentz
Respondent Lawyers(s): Eric E. Reed
Arbitrator(s): Joseph R. Lally, Bernard Herman, Adam Bronstein
Hearing Site: Philadelphia, PA
| | $0 |
| 09-06971 | 10/26/2010 | Claimant(s): Vanguard Marketing Corporation
Claimant Lawyers(s): Jennifer F. Hinderliter
Respondent(s): Robert S. and Gloria A. Hamburger
Respondent Lawyers(s): Wendy DeBord
Arbitrator(s): Paul Ribner
Hearing Site: Philadelphia, PA
| | $0 |
