| 18-02934 | 11/01/2023 | Claimant(s): Ada Serena Cordova Armijos, Alvaro Campuzano Arteta, America Troya de Kennedy, Ana Constante, Ana Espin, Ana Garrido, Ana Meneses, Ana Narvaez Chacon, Ana Pallares, Ana Catalina Aylwin Eguiguren, Angel Basantes C., Angel Cevallas, Antonio Arregui Yarza, Carla Sandoval Vinelli, Carlos Helou Cevallos, Carlos Pinto, Carlos Recalde, Cecilia Marcial, Diego Calisto Albornoz, Diego Calisto Arteta, Diego Vasquez Davalos, Dominique Kennedy, Douglas Good, Edgar Ortega Carrion, Edison Garcia Gualpa, Eduardo Benitez, Eduardo Ledesma Mariscal, Edward Kennedy, Edwin Torres Mino, Elena Espinoza, Elsa Calvache Ulloa, Elsa Lalama Crespo, Elva Cervantes, Erika Calderon Medina, Erika Coba Vinelli, Estate of Washington Almeida Flores, Eugenio Arellano Fernandez, Eulalia Calderon Chiriboga, Fabian Montalvo Canelos, Fabian Yar, Fabiola Cadena Huertas, Fernando Bueno Martinez, Fernando Lucero, Francisco Correa Holguin, Francisco Lopez, Francisco Paez Puga, Gabriella Bobadilla, Germanico Davila Proano, Gilmer Viteri, Giorgio Peroni Marchina, Gladys Calvache Ulloa, Gladys Ochoa Egas, Gonzalo Carrera Segovia, Guadalupe Bernardina Ayala, Guillermo Rodriguez Miranda, Hector Darquea Moncayo, Hernan Calderon Segovia, Hernan Jaramillo Arias, Herrman Cevallos Silva, Hue Tran Tang, Hugo Araque, Hugo Bonilla Moyano, Ines Vela Barragan, Ines Villamar Espin, Irma Rubio Garcia, Jaime Toledo Romoleroux, James Esparza Cisneros, James Tran, Jose Cordova, Jose Ludena Granja, Jose Naranjo, Jose Pallares, Juan Vinelli Aguirre, Karen Sandoval, Karen Tran, Laura Luna Gaibor, Linda Andrade Zambrano, Lucia Tejada, Luis Castillo Vallejo, Luis Cordova Cevallos, Manuel del Solar, Marcia Calvache Ulloa, Marcia Sandoval Cerda, Maria Almeida Garcia, Maria Andrade Jarrin, Maria Arcos Darquea, Maria Armijos Torres, Maria Bueno Pallares, Maria Darquea, Maria Espin Tello, Maria Kennedy, Maria Lalama, Maria Moreno, Maria Pallares, Maria Perez, Maria Solar, Maria Vasquez, Martha Lopez Yanez, Miguel Fierro, Monica Almeida Garcia, Monica Duran Vaca, Monica Luna Gaibor, Monica Teran Burbano, Natalie Tapia Bermudez, Nora Calderon Chiriboga, Pablo Valencia Llerena, Paola Coba Vinelli, Paola Cortes Safadi, Patricio Campuzano, Paul Ortega Salazar, Paula Armijos, Paulina Villamar Espin, Ramiro Trujillo Grijalva, Rocio Ramon Banderas, Rodrigo Gandara, Rosa Arteta, Ruben Carrera Loza, Segundo Castillo, Silvino Mina, Soledad Vinelli, Sonia Vinelli Aguirre, Sylvia Albornoz Vorbeck, Tanya Valenzuela Endara, Tarquino Ludena Leon, Ute Wiecher Knaak, Vicariato Esmeraldas, Walter Medina Calderon, Xavier Meneses Espinosa, Xavier Pinto Vela, Cargi Business Corp., Conferencia Episcopal Ecuatoriana, Consejo Diocesanos Tulcan, Construction Management Solution., Founderz Group Limited, Kingvi Group, S.A., Magson Portfolio Corp., Megarmi
Claimant Lawyers(s): Francisco A. Rodriguez
Respondent(s): Raymond James & Associates., Raymond James Financial Services.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Steven Gerard Goerke, Isadora Velazquez-Rivas, Eric Mealus
Hearing Site: Miami, FL
|  | $0 |
| 16-02458 | 03/09/2020 | Claimant(s): Charles H. Jones Family Foundation.
Claimant Lawyers(s): Jo Lanier Meeks
Respondent(s): John Crook, Raymond, James & Associates.
Respondent Lawyers(s): Frank A. Lightmas, Terry R. Weiss
Arbitrator(s): William Barker Brown, James David Askren, Larry Mims
Hearing Site: Atlanta, GA
| | $0 |
| 17-01077 | 08/01/2019 | Claimant(s): Brian Leggett, Bryson Holdings
Claimant Lawyers(s): Craig H. Kuglar, Jeffrey D. Horst
Respondent(s): Jay Pickett, Wells Fargo Clearing Services
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Robert L. Lestina, Charles E. White, Scott A. Schweber
Hearing Site: Atlanta, GA
| | $0 |
| 17-01630 | 05/06/2019 | Claimant(s): Brian Windham, Cynthia Newsom, Debra Hodge, Dennis Newsom, Edgar Fellows, Larry Newsom, Linda Byrd, Mel McCoy, Merle Smith, Patricia Roberts, Patsy Harveston, Sheila Chain, Thomas Dees, Connie Saxton IRA, Debra Hodge IRA, Dennis Newsom IRA and Roth IRA, Elaine Moss IRA, Hal Moss IRA, Jackie Boteler IRA, Larry Newsom IRA, et al
Claimant Lawyers(s): Judson Lee
Respondent(s): Logan Phillips, Morgan Keegan & Company, Raymond, James & Associates.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Mark A. Myers, James L. Warren, Theodore Haynes
Hearing Site: Jackson, MS
| | $1,790,000 |
| 17-00612 | 02/28/2019 | Claimant(s): Sandi Hamm
Claimant Lawyers(s): Kerry L. Pedigo
Respondent(s): Erick Kuebler, J.P. Morgan Securities
Respondent Lawyers(s): Matthew Baum, Terry R. Weiss
Arbitrator(s): Todd R. Gough, Dineo Coleman Gary, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $114,561 |
| 14-02056 | 02/24/2017 | Claimant(s): Jo Ann Bennett, Jasmine A. Hopson, Laprecious Hopson, Cevera H. Davis, IRA, Gloria Stamps, Jo Ann Bennet, Roth IRA, Maggie M. Cooper, Marilyn Grather, Marvin L. Falvey, Nancy Falvey, Patty L. Myers, Roy E. Crampton III IRA Rollover, Roy E. Crampton, Russell L. Laird, W.L. Cupit, William D. Falvey
Claimant Lawyers(s): Judson M. Lee
Respondent(s): Logan Phillips, Morgan Keegan & Company, Raymond, James & Associates.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Barbara L. Edin, Mollie Wagner Neal, William T. Bowen
Hearing Site: Jackson, MS
| | $761,771 |
| 13-03158 | 11/05/2015 | Claimant(s): Lawrence Rosenbloom, Bevrose Investments LP, Emmrose Investments LP, LNR Investments LP, Penrose Investments LP, Rosenbloom Charitable Rem Trust
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Ann Blaess Kimball, Andrea U. Calve, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $0 |
| 10-03818 | 12/02/2013 | Claimant(s): Carey C. Steger, Estate Donald Campbell
Claimant Lawyers(s): Brian N. Smiley
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Chandler R Bridges, Harvey R. Linder, Mollie Wagner Neal
Hearing Site: Atlanta, GA
| | $0 |
| 11-02548 | 09/27/2012 | Claimant(s): Perry Allen
Claimant Lawyers(s): Anne W. Larkin
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Chris J. Conanan, William F. Etherington, Christian Peter Cimmino
Hearing Site: Richmond, VA
| | Expungement |
| 10-05544 | 09/20/2012 | Claimant(s): Everett Boykin
Claimant Lawyers(s): Robert E. Zaytoun
Respondent(s): Harold Blondeau, John Matthews, John Pace, Michele Wood, Richard Ferguson, Morgan Keegan & Company.
Respondent Lawyers(s): Harold Earl Blondeau, Terry R. Weiss
Arbitrator(s): John Russell Barlow, Michele Ann Ledo, Tom Cameron
Hearing Site: Raleigh, NC
| | $62,000 |
