| 14-01083 | 05/21/2015 | Claimant(s): Ray Long, Sharon Long
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services., Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia, Kelli Hartsook
Arbitrator(s): Stuart D. Summers, Tim V. Young, William Peter Kealey
Hearing Site: Indianapolis, IN
|  | Expungement |
| 13-02837 | 03/17/2015 | Claimant(s): The Estate of Harold Zimmerman
Claimant Lawyers(s): Robert R. Sparks
Respondent(s): John Steffen, Raymond James Financial Services., William Nagy, CFD Investments., Creative Financial Designs.
Respondent Lawyers(s): Erin K. Linehan, Paul D. Vink
Arbitrator(s): Stephen P. Calardo, Gregory P. Szuter, A. Brian McIntosh
Hearing Site: Cincinnati, OH
| | $165,148 |
| 13-00070 | 10/27/2014 | Claimant(s): Allen Pilnick
Claimant Lawyers(s): Allen A. Pilnick
Respondent(s): Joel Orris, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Steven Gerard Goerke, John H. Claudy, Allen Robin
Hearing Site: Boca Raton, FL
| | $0 |
| 12-03460 | 04/24/2014 | Claimant(s): Wilma C. Lilley Trust
Claimant Lawyers(s): Charles T. Riehl
Respondent(s): Lewis Lilley, Raymond James Financial Services., Timothy Herling, Creative Wealth Management
Respondent Lawyers(s): Kelli Hartsook, Patrick Dichiro, The Company President
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
| | Expungement |
| 12-02924 | 03/27/2014 | Claimant(s): Ruth Saldanha
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): Raymond James Financial Services., Todd Dudley
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Charles D. Underwood
Hearing Site: Charleston, WV
| | Expungement |
| 09-02880 | 03/21/2014 | Claimant(s): A. Tyslan, Gloria Tyslan, U/T/A Dated June 2, 1966, U/T/A Dated September 21, 1992
Claimant Lawyers(s): Stephen M. Ryan
Respondent(s): Raymond James Financial Services., Richard Bone, Harbor Financial Services, Viking Asset Management.
Respondent Lawyers(s): Kelli Hartsook, Steven E. Mellen, The Company President
Arbitrator(s): Barry Goldman, William C. Alsover, Ronald Marvin Rothstein
Hearing Site: Detroit, MI
| | $0 |
| 13-02097 | 03/13/2014 | Claimant(s): Carol Barnes
Claimant Lawyers(s): Scott Eichhorn
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Henry A. Stiles
Arbitrator(s): Russell W. Merriman
Hearing Site: Tampa, FL
| | $14,050 |
| 13-00024 | 10/28/2013 | Claimant(s): Patricia Armstrong
Claimant Lawyers(s): James L. Kauffman
Respondent(s): Raymond James Financial Services., Morgan Stanley & Co.
Respondent Lawyers(s): Terrence A. Bostic, William A. Hohauser
Arbitrator(s): Douglas Earl McLaren, Joyce A. Mitchell, Olivia Milbank Farrar
Hearing Site: Washington, DC
| | $0 |
| 13-00067 | 10/08/2013 | Claimant(s): Justin Maine
Claimant Lawyers(s): Justin S. Maine
Respondent(s): John Arrick, Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): James M. Tipton
Hearing Site: Dallas, TX
| | $0 |
| 12-01477 | 08/07/2013 | Claimant(s): Gloria Gambardella
Claimant Lawyers(s): Samantha Tesser Haimo
Respondent(s): Raymond James Financial Services., Suzanne Moore
Respondent Lawyers(s): Terrence A. Bostic
Arbitrator(s): Alan James Jacoby, Linda T. Pellegrino, Mia Scanga
Hearing Site: Newark, NJ
| | $0 |
