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FINRA Awards for Morgan Keegan & Company.

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Displaying 61-70 out of 294 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0338006/13/2012Claimant(s): Debra Bryant, Judy Armstrong, Bobby J. Rodgers, Mary S. Rodgers, Harold L. Byars and Betty J. Byars, James R. Howard and Virginia K. Howard, Jerry M. Taylor and Mary H. Taylor, Mary Shaw Rodgers GST Exempt Trust, Mary Shaw Rodgers GST Trust U/W Frances
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Howard W. Shannon, David L. Binhak, Edward J. Lynch
Hearing Site: Birmingham, AL
Checkmark Icon$471,115
10-0577206/06/2012Claimant(s): Dani Eder IRA Account
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): David N. Luder
Arbitrator(s): Linda B. Kelly, Jeffrey M. Allen, Donald Dreyfus
Hearing Site: Birmingham, AL
Checkmark Icon$0
09-0641105/25/2012Claimant(s): Jerry Tillman, Mary Hazlewood, Michael Hazlewood, Beverly Baker and Bernice Heaton, Norman E. and Jo Ann Hughes, Virginia A. Tillman Rev Living Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Patrick J. Halter, Jonathan Burke Rada, Jonathan B. Gilbert
Hearing Site: Memphis, TN
Checkmark IconExpungement
10-0405605/04/2012Claimant(s): Donald A. Hausfeld & Judith A. Hausfeld
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alexander B. Feinberg
Arbitrator(s): Marvin J. Klein, David L. Maislen, Jay M. Vogelson
Hearing Site: Atlanta, GA
Checkmark Icon$402,101
11-0051104/23/2012Claimant(s): Mark Emden, Mark Jerome Emden Traditional IRA Acct.
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Kathryn M. Welsh, Jeffrey R Fuller, Gerald F. Gude
Hearing Site: Tampa, FL
Checkmark Icon$0
10-0079404/20/2012Claimant(s): Neil W. Savage Revocable Trust
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Kathryn M. Welsh, Richard Manuel Barcia, Irwin Glazer
Hearing Site: Tampa, FL
Checkmark Icon$37,500
10-0570804/20/2012Claimant(s): David Fox
Claimant Lawyers(s): Brian G. Issacson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Stuart D. Summers, Todd L. Barlow, Stephen L. Flint
Hearing Site: Indianapolis, IN
Checkmark Icon$375
11-0071704/20/2012Claimant(s): Joseph Sleiman
Claimant Lawyers(s): Eric M Rolinson
Respondent(s): John Mclaughlin, Morgan Keegan & Company.
Respondent Lawyers(s): Lee H. Zell
Arbitrator(s): Cary L. Weissman, Robert S. Mautner, Larry J. Craddock
Hearing Site: Orlando, FL
Checkmark Icon$0
09-0071504/11/2012Claimant(s): Gary and Gail Whitener
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Elizabeth Gilbert, Christine Moore, Clifford Matthew Olson
Hearing Site: New Orleans, LA
Checkmark Icon$0
09-0126904/05/2012Claimant(s): Sara Byrd
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Charles F. Custer, Peter A. Scarpato, Lisa Blunk Johnson
Hearing Site: Nashville, TN
Checkmark Icon$0

294 Results

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