| 16-00590 | 04/19/2017 | Claimant(s): Christopher Klinck, Edward Banning, Katherine Stevenson, Margaret Shea, R. Jenkins, Robert Jenkins, Stutts Farms., Estate of James Stutts, Edward M. Banning Revocable Trust dated, Katherine Stevenson Living Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Source Capital Group.
Respondent Lawyers(s): David Harris
Arbitrator(s): Larry T. Coady, Gary L. Vezina, Val D. Hornstein
Hearing Site: Portland, OR
|  | $504,946 |
| 15-02220 | 04/03/2017 | Claimant(s): Carolee McCardle, Dale Stake, Donald McCardle, Jeffrey Roberts, Larry Gigax, Michael Ryan, Pamela Stichion, Ronald Stichion, Shelby Roberts, 912 Holdings
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Roger W. Van Deusen, Stuart Sinai, Benjamin E. Fisher
Hearing Site: Tampa, FL
| | $668,675 |
| 16-00147 | 02/01/2017 | Claimant(s): Joyce Mccrea, Justin Mccrea, Keith Mccrea, Willam Lashlee, The 2010 Mccrea Family Revocable Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Source Capital Group.
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): Gregory D. Hoffmann, Cindy L. Anderson, Laverne Lewis Gaskins
Hearing Site: Jacksonville, FL
| | $1,104,630 |
| 15-01041 | 05/25/2016 | Claimant(s): Martin Brewer, Richard Weber
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Nicholas John Taldone, Diana A. Weiner, Jacquelyn M. Shannon
Hearing Site: Tampa, FL
| | $161,030 |
| 15-00178 | 05/04/2016 | Claimant(s): Malcolm Stokes, NNN Three Resource Square 14
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Securities America.
Respondent Lawyers(s): Jeffrey Fields
Arbitrator(s): Paul E. Dahlman, J. Robert Brown, Knute Arthur Rife
Hearing Site: Salt Lake City, UT
| | Expungement |
| 14-01238 | 01/26/2016 | Claimant(s): Beverly Houts, W. Houts, Geneva BCCX XI, Geneva BCCX XII
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Northland Securities.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Mark S. Gleason, Jonathan B. Gilbert, Jo Anne F. Lewellen
Hearing Site: Minneapolis, MN
| | Expungement |
| 14-02615 | 12/29/2015 | Claimant(s): Paul Heimberg, 1650 Sunflower 12, Warminster Business Center TIC 19, Paul A. Heimberg Trust dated Aug.22,2007
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Rabinder Sekhon, Cincinnati Analysts.
Respondent Lawyers(s): Jeffrey E. Fields, Jordan D. Maglich
Arbitrator(s): Herbert Leslie Greenberg, Arthur T. Berggren, Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-00646 | 12/24/2015 | Claimant(s): David Merdinger, LionsGate TIC 2, Six Forks Station 21, TIC RI Torrance 19
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Julian F. Santos, Robert T. Costello, Jay Alan Kranis
Hearing Site: Newark, NJ
| | Expungement |
| 14-00235 | 11/13/2015 | Claimant(s): Malgorzata Petersen, M & R Petersen Family Limited Partnershi
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Mark Harwanko, Ameriprise Financial Services Inc
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Robert E. Anderson, Leslie Ruth Nydick, Sirena Terr
Hearing Site: Newark, NJ
| | Expungement |
| 14-02206 | 10/02/2015 | Claimant(s): Andrew Alexander, Plantations at Haywood 5, TIC Hunters Chase 18
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Sean M. Golden
Arbitrator(s): Robert S. Zuckerman, Donita M. King, Overman Randolph Rollins
Hearing Site: Norfolk, VA
| | Dismissed by Rule 12206 |
