| 15-00178 | 05/04/2016 | Claimant(s): Malcolm Stokes, NNN Three Resource Square 14
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Securities America.
Respondent Lawyers(s): Jeffrey Fields
Arbitrator(s): Paul E. Dahlman, J. Robert Brown, Knute Arthur Rife
Hearing Site: Salt Lake City, UT
|  | Expungement |
| 14-01468 | 05/19/2015 | Claimant(s): Lynda Richardson
Claimant Lawyers(s): Amedeo Greco
Respondent(s): Morgan Stanley, Paul Shoemaker, Sandra Murri Johnson
Respondent Lawyers(s): Debra Achkire
Arbitrator(s): James B. Eichberg, Paul E. Dahlman, J. Robert Brown
Hearing Site: Salt Lake City, UT
| | $25,000 |
| 13-02321 | 11/13/2014 | Claimant(s): Laurie Miranda
Claimant Lawyers(s): Scott Gelman
Respondent(s): Craig Maxey, Moloney Securities Co..
Respondent Lawyers(s): Louis H. Castoria
Arbitrator(s): Edward F. Siegel, J. Robert Brown, Elaine Frances Brown
Hearing Site: Denver, CO
| | $273,119 |
| 11-01723 | 01/17/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Charles Goodman
Respondent Lawyers(s): Mark L. Ish
Arbitrator(s): Jonathan H. Larson, Charles E. Riggs, J. Robert Brown
Hearing Site: Albuquerque, NM
| | |
| 09-06153 | 01/03/2011 | Claimant(s): Lawrence Gilmore
Claimant Lawyers(s): Thomas D. Birge
Respondent(s): Scott Brandt
Respondent Lawyers(s): Scott T. Brandt
Arbitrator(s): Joseph M. Costello, Steven Meyrich, J. Robert Brown
Hearing Site: Denver, CO
| | $141,370 |
