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FINRA Awards for Thomas D. Birge

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0615301/03/2011Claimant(s): Lawrence Gilmore
Claimant Lawyers(s): Thomas D. Birge
Respondent(s): Scott Brandt
Respondent Lawyers(s): Scott T. Brandt
Arbitrator(s): Joseph M. Costello, Steven Meyrich, J. Robert Brown
Hearing Site: Denver, CO
Checkmark Icon$141,370
07-0301207/13/2009Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Richard J. Babnick
Respondent(s): Roger May
Respondent Lawyers(s): Thomas D. Birge
Arbitrator(s): Arthur E. Otten, Mary C. Davis, Patricia Mary Vondra
Hearing Site: Denver, CO

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