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FINRA Awards for Elaine Frances Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0156508/05/2016Claimant(s): Daniel Roberts
Claimant Lawyers(s): James S. Helfrich
Respondent(s): Janus Distributors LLC
Respondent Lawyers(s): Emily F. Keimig
Arbitrator(s): Steve A. Miller, Kathy L. Eisenmenger, Elaine Frances Brown
Hearing Site: Denver, CO
13-0232111/13/2014Claimant(s): Laurie Miranda
Claimant Lawyers(s): Scott Gelman
Respondent(s): Craig Maxey, Moloney Securities Co..
Respondent Lawyers(s): Louis H. Castoria
Arbitrator(s): Edward F. Siegel, J. Robert Brown, Elaine Frances Brown
Hearing Site: Denver, CO
Checkmark Icon$273,119

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