| 20-02888 | 05/13/2021 | Claimant(s): Gerald Corrigan
Claimant Lawyers(s): Gerald A. Corrigan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey D. Rodgers
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
|  | $125 |
| 19-02695 | 05/11/2021 | Claimant(s): Frank Lestarchick
Claimant Lawyers(s): Mark E. Margiotta
Respondent(s): Alfonso Gialanella, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David S. Billet
Hearing Site: Jersey City, NJ
| | $43,225 |
| 20-01621 | 04/26/2021 | Claimant(s): Patrick Peterson
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX
| | Expungement |
| 19-03423 | 04/12/2021 | Claimant(s): Cain Manoli, Mihaela Manoli
Claimant Lawyers(s): D. Daxton White
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Eric Gad Forster, Stephen Mack, Elijah Paul Rukidi-Mpuuga
Hearing Site: Los Angeles, CA
| | Expungement |
| 19-00539 | 04/05/2021 | Claimant(s): Kenneth Snodgrass, Kenneth Snodgrass Revocable Trust
Claimant Lawyers(s): Fran Cole
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Nancy Hutt, Gary H. Kahn, Arocles Aguilar
Hearing Site: San Francisco, CA
| | Expungement |
| 20-01019 | 02/24/2021 | Claimant(s): Henry Stern as Trustee
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Leslie L. Cooney, Paul J. Burkhart, Margo Denise Wright
Hearing Site: Boca Raton, FL
| | Expungement |
| 19-01791 | 11/17/2020 | Claimant(s): Mohamad Alhalabi
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Jr
Arbitrator(s): Philip J. Glick
Hearing Site: St. Louis, MO
| | Dismissed |
| 19-03752 | 11/09/2020 | Claimant(s): Donald Robbins
Claimant Lawyers(s): David M. Rosenfield
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Thomas E. Duggan, Sandra J. Mullings, Cheryl H. Agris
Hearing Site: New York, NY
| | Expungement |
| 19-02271 | 10/16/2020 | Claimant(s): June Glover
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Abigail Elrod, Jeffery D. Rodgers, Jr., Regina Pepe Martorana
Arbitrator(s): Jeffrey M. Bain, Jane Tam, Anthony Cipiti
Hearing Site: Charleston, WV
| | Settlement |
| 19-01757 | 08/25/2020 | Claimant(s): Antoine Hill
Claimant Lawyers(s): Thomas H. Roberts
Respondent(s): Andrew Donnelly, Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Elliot B. Platt, Gordon M. Wase, Jane Tam
Hearing Site: Richmond, VA
| | $0 |
