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FINRA Awards for Diane Getzler

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0465812/19/2013Claimant(s): Hugh Hunsinger, Mary Hunsinger
Claimant Lawyers(s): Richard J. Grahn
Respondent(s): Hugh Hunsinger, Lincoln Financial Advisors Corporation, Sagemark Consulting, The Lincoln National Life Insurance Co.
Respondent Lawyers(s): Fred Knopf, Hugh Robert Hunsinger
Arbitrator(s): Diane Getzler, Francis J. Pavetti, Charles Franklin Willson
Hearing Site: Hartford, CT
Checkmark Icon$3,502,760
09-0711401/08/2013Claimant(s): James McGarry, Amethyst Music and Entainment.
Claimant Lawyers(s): James P. McGarry
Respondent(s): Citigroup Global Markets., Jack Hochstrasser
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Diane Getzler, Donald Raymond McNally, Nancy Kramer
Hearing Site: New York, NY
Checkmark Icon$0
11-0025807/17/2012Claimant(s): Helena Stuart, John Stuart
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley, Robert Fomon
Respondent Lawyers(s): Kenneth E. Meister, Susan Poder MacFarlane
Arbitrator(s): Diane Getzler, Orestes J. Mihaly, Julian F. Santos
Hearing Site: New York, NY
Checkmark Icon$0
11-0064911/02/2011Claimant(s): James Coffey
Claimant Lawyers(s): Arlene Gilbert
Respondent(s): David Noe
Respondent Lawyers(s): Benjamin Biard
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
Checkmark Icon$76,040
09-0657310/26/2011Claimant(s): Robert Goldenberg
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Douglas Castro, Charles Schwab & Co..
Respondent Lawyers(s): Dan Rabinovitz
Arbitrator(s): Diane Getzler, Stephen M. Gross, Gregory J. Getz
Hearing Site: New York, NY
Checkmark IconExpungement
09-0704406/09/2011Claimant(s): Lois Grumet
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Gary Schwarcz, Citigroup Global Markets.
Respondent Lawyers(s): Wayne H. Wink, William A. Hohauser
Arbitrator(s): Diane Getzler, Richard Weinberger, Stewart E. Winner
Hearing Site: New York, NY
Checkmark IconExpungement
09-0653411/04/2010Claimant(s): Carolyn Smith
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Wells Fargo Advisors, Viviana Santiago
Respondent Lawyers(s): Erin M. Burke
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
Checkmark Icon$20,000
08-0417405/04/2009Claimant(s): Alice Talisse and Richard Talisse
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
Checkmark Icon$163
08-0273302/26/2009Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Robert Taddeo
Respondent Lawyers(s): Robert Taddeo
Arbitrator(s): Diane Getzler
Hearing Site: Hartford, CT
Checkmark Icon$0
07-0192804/14/2008Claimant(s): Edward A. Sandor, IRA, Rita D. Sandor
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela Turiano
Arbitrator(s): Diane Getzler, Terrence H. Fraser, Sheri J. Caplan
Hearing Site: Hartford, CT
Checkmark Icon$0

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