| 14-01767 | 12/18/2014 | Claimant(s): Emily Nichols
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Jerome A. Pivnik, Herbert Branitsky, Jezabel Llorente
Hearing Site: Miami, FL
|  | Expungement |
| 11-01353 | 09/16/2014 | Claimant(s): Moshe Amiad, Yariv Amiad, Robert Rubinstein 2000 Revocable Trust
Claimant Lawyers(s): Claudio Koren, Martin B. Greenbaum, Ronald E. Miller
Respondent(s): Jonathon Cohen, Morgan Stanley & Co.
Respondent Lawyers(s): Jonathan Robbins
Arbitrator(s): Thomas R. Watkins, Kirtley M. Thiesmeyer, Owen Frances
Hearing Site: Los Angeles, CA
| | $0 |
| 12-01019 | 08/15/2014 | Claimant(s): Trt Agrt # 15437-5, Banco Nacional TTEE
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): James W. Geiger, Paul J. Burkhart, Harris Gally
Hearing Site: Miami, FL
| | $4,500,000 |
| 10-03301 | 08/11/2014 | Claimant(s): Endre Balazs, Janet Delinger
Claimant Lawyers(s): Henry Pass, Richard G. Tuttle
Respondent(s): Andrew Levas, Bennett Firestein, Bill Grous, Morgan Stanley & Co.
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Daniel J. McCarthy, Julian F. Santos, Joseph Christopher Rosa
Hearing Site: Newark, NJ
| | Expungement |
| 12-03712 | 06/27/2014 | Claimant(s): Walter Nadolink
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Bernard A. Becker, Jill Pilgrim, Todd M. Saunders
Hearing Site: Miami, FL
| | Expungement |
| 13-02039 | 06/19/2014 | Claimant(s): Ruth Levine, Ruth R. Levine Living Trust
Claimant Lawyers(s): Eric A. Woosley
Respondent(s): Morgan Stanley & Co., Stephen Kally
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Robert A. Lombardi, Richard M. Norman, Gregory Douglas Stone
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-00159 | 05/23/2014 | Claimant(s): Jessica Clarke, IRA
Claimant Lawyers(s): Joseph Peiffer
Respondent(s): Fred Brister III, Hilary Zimmerman, Morgan Stanley, Morgan Stanley & Co., Steven Wyatt
Respondent Lawyers(s): George C. Freeman, Joseph C. Coates
Arbitrator(s): Gloria J Liddell, Fred M. Ridolphi, Kenneth W. Shelley
Hearing Site: Jackson, MS
| | $150,600 |
| 12-03520 | 04/07/2014 | Claimant(s): Olga Robinson
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Linda M. Granata
Hearing Site: Miami, FL
| | Expungement |
| 12-03552 | 02/11/2014 | Claimant(s): Laura Lambert, Scott Lambert
Claimant Lawyers(s): Joseph Wood
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): John P. Wilson, John J. Fitzpatrick, Walter F. Dillaway
Hearing Site: San Francisco, CA
| | $0 |
| 12-02504 | 01/29/2014 | Claimant(s): Ernest Coneen, The Coneen Family Trust DTD 06-16-82
Claimant Lawyers(s): Michael J. Aguirre
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Philip Bresnick, Morgan Stanley Commercial Financial Svcs
Respondent Lawyers(s): Jason Lindsey, Paul Schumacher, Scott E. Rahn
Arbitrator(s): Vytas Tarulis, Gino Dante Serpe, Michael D. Briggs
Hearing Site: San Diego, CA
| | Expungement |
