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FINRA Awards for Paul Schumacher

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0016911/19/2014Claimant(s): Benjamin Hoch, Holly Hoch, Hoch Family Trust as Amended & Restated
Claimant Lawyers(s): Brian E. Shear, Theodore J. Cohen
Respondent(s): J.P. Morgan Securities, Robert Klein
Respondent Lawyers(s): Paul Schumacher
Arbitrator(s): Elliott Zachary Seff, Susan B. Gans-Smith, Cheryl Marie Allain-Mee
Hearing Site: Los Angeles, CA
Checkmark Icon$485,000
12-0250401/29/2014Claimant(s): Ernest Coneen, The Coneen Family Trust DTD 06-16-82
Claimant Lawyers(s): Michael J. Aguirre
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Philip Bresnick, Morgan Stanley Commercial Financial Svcs
Respondent Lawyers(s): Jason Lindsey, Paul Schumacher, Scott E. Rahn
Arbitrator(s): Vytas Tarulis, Gino Dante Serpe, Michael D. Briggs
Hearing Site: San Diego, CA
Checkmark IconExpungement

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