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FINRA Awards for Eric A. Woosley

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0126302/04/2015Claimant(s): Willie Flores
Claimant Lawyers(s): Eric A. Woosley
Respondent(s): Christopher Ariola
Respondent Lawyers(s): Christopher B. Ariola
Arbitrator(s): Mary M. O'Neil, Robert Dean McKinley, David K. Slay
Hearing Site: Los Angeles, CA
Checkmark Icon$0
13-0203906/19/2014Claimant(s): Ruth Levine, Ruth R. Levine Living Trust
Claimant Lawyers(s): Eric A. Woosley
Respondent(s): Morgan Stanley & Co., Stephen Kally
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Robert A. Lombardi, Richard M. Norman, Gregory Douglas Stone
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
11-0482111/21/2012Claimant(s): James Leiphardt, Peggy Leiphardt
Claimant Lawyers(s): Eric A. Woosley
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kamao C. Shaw
Arbitrator(s): Nancy G. Harris
Hearing Site: Los Angeles, CA
Checkmark Icon$50,000

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