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FINRA Awards for Stephen Kally

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0203906/19/2014Claimant(s): Ruth Levine, Ruth R. Levine Living Trust
Claimant Lawyers(s): Eric A. Woosley
Respondent(s): Morgan Stanley & Co., Stephen Kally
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Robert A. Lombardi, Richard M. Norman, Gregory Douglas Stone
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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