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FINRA Awards for Kamao C. Shaw

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0482111/21/2012Claimant(s): James Leiphardt, Peggy Leiphardt
Claimant Lawyers(s): Eric A. Woosley
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kamao C. Shaw
Arbitrator(s): Nancy G. Harris
Hearing Site: Los Angeles, CA
Checkmark Icon$50,000

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