| 22-01619 | 07/08/2024 | Claimant(s): Dana Cohen, Jerome Cohen, The Estate of Jeffrey Cohen, The Ronni Cohen Trust
Claimant Lawyers(s): Coren H. Stern
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Will Murphy, Barry David Thorpe, Noah David Rubin
Hearing Site: Boca Raton, FL
|  | $643,992 |
| 17-00948 | 10/30/2018 | Claimant(s): Estate of Carol Stein
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Andrea R. Jacobs, Mark A Bilawsky, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
| | $44,224 |
| 16-00891 | 08/04/2017 | Claimant(s): Linda Attwood, Scott Attwood, Trustee of the Linda, Scott R. Attwood, Trustee of the Scott
Claimant Lawyers(s): Kevin Edmundson
Respondent(s): UBS Financial Services Inc., Zahir Walji
Respondent Lawyers(s): Coren H. Stern, Lance C. Arney
Arbitrator(s): Leslie Bernard Jallans, Julie Marie Miller, Kimberlee Kovach
Hearing Site: Houston, TX
| | $0 |
| 15-00307 | 03/11/2016 | Claimant(s): RS International Group Limited
Claimant Lawyers(s): Brian Levin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Bernard A. Becker, Gerald H. Grayson, Theodore Roy Bayer
Hearing Site: Miami, FL
| | $0 |
| 13-03012 | 04/07/2015 | Claimant(s): Hilary Musser, Cooper Management Co.
Claimant Lawyers(s): Steven M. Coren
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Barclays Capital Inc.
Respondent Lawyers(s): Coren H. Stern, Julie W. Portera
Arbitrator(s): Will Murphy, Harold S. Stern, Joseph Michael Librie
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-03445 | 05/31/2013 | Claimant(s): Louis J. Alimena, Trustee
Claimant Lawyers(s): William H Champlin
Respondent(s): Michael Barron
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): David M. Levine, Martin M. Van Luven, Sidney Turner
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-04494 | 11/29/2010 | Claimant(s): Peter Derby
Claimant Lawyers(s): Thomas M. Mullaney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Richard Grodin
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Alan S. Braunshweiger, Lincoln W. Craighead, Annamaria Boccia Smith
Hearing Site: New York, NY
| | $0 |
| 09-01766 | 07/08/2010 | Claimant(s): Gilbert MacGregor
Claimant Lawyers(s): K. Michael Swann
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Simone Sicola
Hearing Site: Orlando, FL
| | $20,000 |
| 08-00767 | 12/04/2008 | Claimant(s): John A. and Georgene M. Caruso
Claimant Lawyers(s): Russell F. Waxman
Respondent(s): Wachovia Securities, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alan Rafterman, Coren H. Stern
Arbitrator(s): Matthew Loguercio, Roy L. Weiss, William P. Laino
Hearing Site: New York, NY
| | $0 |
