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FINRA Awards for Coren H. Stern

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0234703/28/2024Claimant(s): Carlos Estima, Eduardo Cruz, Kenia Naves Rocha, Luis De Melo Ferreira
Claimant Lawyers(s): Jordi C. Martinez-Cid
Respondent(s): EFG Capital International
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Gloria F. Katz, Paul A. Holmes, Robert G. Geeseman
Hearing Site: Boca Raton, FL
21-0191903/24/2022Claimant(s): Timothy Hilton
Claimant Lawyers(s): Coren H. Stern
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
20-0037111/20/2020Claimant(s): Marina Bulyguina
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): EFG Capital International
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Jason Allen Rosner
Hearing Site: Boca Raton, FL
20-0095510/27/2020Claimant(s): Juan Carlos Freile Franco
Claimant Lawyers(s): Coren H. Stern
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Omari L. Mason
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
18-0143305/23/2019Claimant(s): Mark Moore
Claimant Lawyers(s): Coren H. Stern
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
13-0288409/26/2014Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Coren H. Stern
Respondent(s): Matthew Burton
Respondent Lawyers(s): Matthew Burton
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL

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